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JOSEPH

S C H I L L I N G E R

C O R R ES P O N D E N C E


COURSE
Subject: Music

With. Dr. Jerome Gross
Lesson CCLVIII.



THEORY OF ORCHESTRATION
PART ONE: Ii�STRUMENTS
Introduction
What mas been known for the last couple of centuries
as "symphony orchestra" is a heterogeneous aggregation of
antiquated tools.

'vVooden boxes and bars, wooqen pipes, dried

'

sheep's guts, horse hair and the like are the materials out of
which the sound-producing instruments are built.
.,

Evolution of musical instruments, during its history
of several millenia, followed the course of individual crafts­
manship and of trial and error method.
The instruments themselves are not scientifically
conceived and not scientifically combined with each other.
Some of the orchestral groups participate with the others by
virtue of tradition (like brass and string instruments which,
in most cases, do not blend) and not by necessity.

Nobody ever

asks tr1e basic question: why should there be such a combination
as the stringed-bow, the wood-wind, the brass-wind and the
percussive instruments; and why should the respective groups
be. used in the unjustified ratios, which are considered standard.
It takes a long time to force upon an average normal
human ear such combinations as piano and violin or strings and
Copyright, 1942, Joseph Schillinger, New York City




2•
'

brass.



And this imposition of unblendable combinations

upon a selector called the human ear is termed"cultivation of
musicianst1ip".

But eventually people begin to like it, as
..

.

they beg.in to like smoking tobacco, which suffocates th·em at
first.

I t is even possible to condition the human ear to hear

the sound at a sustained intensity, while the sound at its


source is fading. Such is the case of piano. Ordinarily we
are not aware of the fact that piano tone fades very quickly.
I once, intentionally, subjected myself (at the age of 30) to



'

a forced isolation from tt1e piano for three $ole ·months.



The

only sounds I heard at that time were that of an organ and of
ahoral singing (i.e., the durable sounds).
peasants.

I lived among the

When I returned to the city, the piano sounded to

my ear as it really sounds, i.e., as a percussive instrument
with exaggerated attack and quick fading.

It took me two whole

weeks to "recover" from this unconditioned modus of hearing.
The implication is that many of the orchestral tone­
qualities and blends are gradually assimilated by our ear.
Many of them are highly artificial and do not possess the
appeal of natural beauty, as many of the natural forms and


natural colors do •
The musician•s argument against better balanced,
more uniform tone-qualities, which are possible on the electronic instrµments., is that they have no individuality, while
the old instruments have.

But what they call "individualityn

is often a group of minor defec· ts and imperfections.



A

3.

trom bone, due to its acoustical design, has several (or at
The composer, on the other hand,



least one) tones missing.



can easily imagine those missing tones and imagine-them in
the trombone quality.

Yet he cannot use them in his score, as

they cannot be executed.

Now, take a bassoon.

Its low b�

is of inferior quality than the surrounding tones.

Why should

it be necessary to have a defective quality on one particular
pitch?

No one knows.
On the other hand, a composer, due to his experience,

can imagine certain tone-qualities beyond tlie ranges of the
respective standard instruments.

He cannot us� these qualities

because there are no instruments to perform them.
Under such conditions, the art of orchestration



amo\Ults to a constant (and 1n most cases unsuccessful)
struggle of the composer's imagination and inventiveness
against the actuality of instrumental limitations and imper­
fections.

The way things stand today, the composer cannot

compose in terms of tone-qualities, intensities, frequ.encies
and attaek-forms (if he does not want to live in a fool's
paradise) , but in terms of concrete instruments, each
designed with no regard to any other instrument, each, there­
fore, having peculiarities of its own.
Musicians also have a sentimentally-childish
attachment to craftsmanship of executing a "beautiful" tone
from a violin or other instruments�
indeed, can execute such a tone.


I

Very few performers,

But why is this self-imposed

4.
difficulty and struggle necessary?

Such an attitude has

a flavor of sportsmanship and competition.

'

Why not liberate

the performer from the necessity of struggle for obtaining
the proper tone-quality, while such tone-quality can be

achieved, and has · been achieved, by means of electronic sound
production.
The answer in many cases is ·that manf good :



performers, once relieved from this struggle� would feel

lost, as to them production of tone ·-quality is one half of

the entire interpretation.

In 1918 I published an article ("Electrification

of Music") in which I expounded my own ideas (at that time

completely new and original) on the inadequacy of old musical



instruments and on the necessity of developing new ones, where

sound could be generated and controlled electtically.

I

thought it would be desirable to have ibone-qualities, attackforms, frequencies (tuning) and intensities un�er control,

and to be able. to vary each component through continuous or

discontinuous (tempered) scales, suddenly or gradually, and,·
where the degree of the graduality of transition could be

determined as well.

And though there is no universal use of electronic

music yet, it is progressing very rapidly.

has already come true.

Most of my dream

In 1920 Leon TheP.emin demonstrated

his first primitive model of an electronic instrument before

a convent.ion of engineers in Moscow, Russia _,



On this model

pitch was controlled by movement of the right hand 1n f ree

space (in actuality, in electro-magnetic field) and volume,

by a speci fically designed pedal; the form of attack was

controlled by a knob;
the timbre was constant •
.
Through a number of years of my collaboration with

this inventor, the early history of the electronic music

culminated in two Carnegie Hall performances in New York,
.
where a whole ensemole of 14 improved space-controlled

theremins, m�ufactured by RadiQ Corporation of America (on
a mass production scale at the plant in Camden, New Jersey)

participated in 1930.

T hat first decade of electronic music, in which I

L

am proud to have taken the part of a musical pioneer, started

the art of music on an entirely new road, which is in pace

with the engineering accomplishments of our industrial era
of applied science .

There is no turning back from this road,

regardless of the absolute value of today's models of

The fact is that a new principle of

electronic instruments.

sound production and control has been established, and this
principle will bring further improvements and perfection.
It is important to realize that the existing

musical instruments and their combinations are not stabilized

but ever-changing accessories of musical expression; that the

absolute knowledge of the functioning o f the keys of a clarinet
is of no basic value, as the design of such an instrument

varies and the whole family of such instruments may vanish •





Thus, though in my Description of Standard
Instruments all the necessary information is given, the
composer must not overrate the importance of it, as the
entire combination of a symphony orchestra, with all its
component instruments, very soon may become completely out­
moded and eventually obsolete.

It will be a museum combina­

tion for the performance of old music.

New instruments and

combinations will talce its place.
The moral of this Introduction is that it is more



important for the composer to know the physical aspects of
tone-qualities, frequencies, intensities and �ttack-forms per
se, rather than their resultant forms, as tr1ey appear on
certain types of the old instruments., It is a warning not



to place too much importance and confidence upon certain
types of instruments, only because they are so much in use
today.
In my Acoustical Basis ofOrchestration
- the

student will find the type of knowledge which is basic and
general and, tr1erefore, can be applied to any special case ..
This system is devised with a point of view which will give a
lasting service and will not become antiquated with the first
turn the history of this subject takes.
In order to broaden the student's outlook upon the
existing instruments, I am supplementing this Introduction with
a chronological table borrowed from my other work: "Varieties
of Musical Experience" •






7.
Two items of this table deserve particular

attention: (1) the chronological precipitation of progress

and (2) the age of the new "electronic" era.

SCHEME OF EVOLUTION OF MUSICAL INSTRUMENTS

From Prehistoric Time
I.

MaP

utilizes his own organs: voice, palms, feet,

lips, tongue, etc.

From 10 - 20 Thousand Years Ago Un�il Our Time

II. Man utilizes finished or almost finished objects of
the surrounding world: bamboo pipes, sl)ells, bones
of birds, animal horns and antlers, 'etc.

From 5 - 10 Thousand Years Ago Until Our Time

III. Man processes raw material, giving it a definite

form: from a piece of terra cotta and hunter's bow

up to the Steinway piano and modern organ.

From 18th Century A.D,
IV.

MaP

constructs automatical�y performing instruments:

from 18th Century, mechanical musical instruments;

from 19th Century, recording and reproducing
musical instruments.

From the End of 19th Century

• v. Man invents a transmission of sound waves on long
distances: radio.

From the Beginning o� 20th Century
VI.

MaP

devises the sound production by means of:

1. Electro magnetic induction

2. Interference i n electro magnetic field



8.

DESCRIPTION OF STANDARD INSTRUMENTS

Stringed-Bow Instruments (The Violin Family)

The contemporary stringed-bow instruments have as

their immediate ai:icestor the viol family.

When the treble­

viol, in the hands of Italian cra ftsman, achieved its

ultimate degree of perfection it became the dominant member

o f the viol family: the treble-violin emancipated itsel f into
plain "violin".

In this sense, the evolution of the violin.

family followed the downward (in the way of frequency) trend,
i.e., the perfecting of the violin was followed up by the

perfecting of violas, 'celli and string doubl�-basses (or
<

contrabasses) .

This course of evolution was somewhat contrary

to the development of the viol-family, where bass-viol (later,

violone) was the dominant instrument of the group, the

Thus "·violoncello" originated as the
diminutive form of the 11 violone" ••
patriarch of the family.

The more remote ancestor of this family is the

Arabian "rebab", a primitive type of stringed-bow (often

having only two strings .., however tuned in 3+2 ratio, i.e.,

in a perfect fifth) instrument and having a resonating

chamber.

This ancient instrument leads us back to the "mono­

cho�d", a one-string bow instrument with a resonating chamber,
and, finally, to the actual source of the violin, v1hich is

bow and arrow.

This remarkable evolution of a defense weapon into

a musical instrument of high degree of perfection consumed not



9 .,

L

only millenia of astronomical clock-time, but also an

incalculable amount of human energy so lavishly spent by the

ge nerations of craftsmen and music al performers.

But with so much said and written about the

violin-making a nd violin-playing, certain facts remain
obscure.

As huma nity, most of its time (betV1reen and during

the eras of mutual mass-extermination) , is engaged in creative

mythologr_, the history of violin discloses a constant struggle
between the• glorificatio n of violin-makers. and violin-players •

.
more esse ntial in
The fu ndamental question is: which factor is

achieving perfection, the ins�rument or the pl�yer?
would deny the importance of both.

Nobody

However, I am entitled to

state, on the basis of experiments performed with Nathan

Milstein and another highly accomplished, but not extraordinary,
representative of t he same Leopold Auer school (whic h

contributed Heifetz, Zimbalist, Elman, Piastre, Seidel and

many other virtuosi), that the player is a more importan t
factor than the instrument.
.

I draw th.is comparison particularly

1n reference to quality of the tone-produc tion.

In my

experiment both performers were tested on the same two

instruments: one was a violin made by Antonio Stradivari and
the other, a mediocre sample of a mediocre craftsmanship.

Milstein•s tone-quality was superior on both violins and with

less individual difference between the two instruments, than





-

that of the other violin ist.

This may be a good lesson to

some parents and teachers: only a mediocrity needs a very

10.

0

expensive instrument.

As the best musical organizations of today have

at their disposal some of the best stringed-bow performers
(usually the potential soloists rejected by the market's

policy to use only the few very best) , the composer of our

civilization may indulge in scoring which requires, on the
part of the performer, a highly developed and versatile
technique.

A. Violin

1. Tuning

....

...

The entire range of the violin is 'Written in treble

clef.

The four strings are named g, d, a, e.

From the

physical standpoint all four strings have a different timbre.



The timbre of the g-string is particularly different from the
three upper strings.

In the hands of an accomplished performer

this timbral variance is greatly minimized.

However, good

playing does not affect the variance of the g-string with the
three upper strings.

This difference is due to the fact that

g-string is a sheep's gut wrapped around with a metal wire,
while d-string and a-string are sheep's guts which remain



unwrapped.

E-string only about three decades agp underwent a

transformat.ion: sheep 's gut was replaced by a metal wire ..
ratio.

Violin is tuned in perfect fifths, i.e., in 3+2

The tuning begins with the a-string.

of the remaining strings are:
2 ,
d -- 3



Thus the ratios

11 ..
As the above ratios noticeably deviate from the
corresponding pitches of the twelve-unit equal temperament,
some of the more discriminating composers (Hindemith, for
instance, makes it a rigid rule) avoid the use of open
strings altogether, except in chords.
Figure I.
Tuning of the Violin



..





0




12.

Lesson CCLIX,

2. Playing

The Left Hand Technique
Intonation is obtained on the violin by means
.
of shortening its string.s, which is accomplished by pressing
the string against the fingerboard.

For this purpose fingers

of the left hand are employed. Strings vibrate between the
two fixed points (nut and bridge) and transfer.their
vibrations to the bridge.

The vibrations of the bridge

of the violin,
stimulate sympathetic response from the body
'
which is a resonating chamber.
<-

Four fingers of the left hand (thumb is excluded)
participate in producing intonations.


The various distances

which the left hand occupies on the fir1gerboard (while
supporting the violin) 1n relation to the nut are called
positions. Each position on each string emphasizes four
pitch-units of the common diatonic scales.

The positions

begin with an open string. Such a position is known as
zero position.
Figure II.
The Zero Position

0



0

5

13.

Q.

Arabic numerals indicate the fingers employed.

Major tetrachords are used here merely for corivenience:
other accidentals can be employed as well.

The first position begins with a whole tone from

the open string.

Figure III.

The First Position

])

' T
i

1..



4

I

4

3

1

(,

4

3



If the first pitch-unit is only a semi-tone away

from the open string, then such a position is called

hal.f-position or semi-position.

Figure IV.

The Half-Position


I




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From here on, violinists do not discriminate

any semi-positions, but consider only the Secon�, the Third,
the Fourth and so on, positions, regardless of the fact


whether they are tone-and-a-half or two tones, two-and-a-half
or three tones from the open string.
Figure V.
Positions above the First

...
1

-

E

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2,

4

3

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4



1

5

4

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4

1

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15.
The three.lower strings (G, D, A) are seldom

used beyond
the eighth pos ition; the e-string is used even
.
1n orchestra-playing up to the fifteenth position (the



beginning of Rimsky-Korsakovrs opera TIKitezh").

All violin-playing is accomplished in most cases,
.
including double-stops and chords, by means of standard
fingering.

Chromatic alterations are performed by moving the

same finger a semitone up or a semitone down.

Insofar as the quality of intonation is concerned,

it is always easier to move the fingers in"the same position,

making transitions from one string to another.t than to change

positions rapidly, particularly when such positions are not

adjacent.



It is to be remembered that though the use of the

four fingers is analogous on all four string s and in all

positions, the actual spatial intervals on the fingerboard

contract logarithmically while moving upward in pitch.

This

means that a semitone·in the first position is spatially wider
than a semitone in the second position; the latter is wider
than the semitone in the third pos ition, and so on.

Musical intervals from the open strings can be

defined in terms of positions and positions can be de fined
in terms of musical intervals.

Position, where a given note is produced by the

fir st finger, equals the number of the corresponding musical

interval, minus one.





For instance:

16 ..

u
A

n



I-

3
2. I.
•-,.. , •

The given note gl
the third finger requires the




to be played on a-string with
hand.

to b e in such

a

posit ion

where� can be played on a-string with the first finger.



As

the musical interval from� t.o � (up) is a fifth, the position

can be defined as 5 - 1 = 4 (i.e., it is the fourth position).
This is so because the first position is produced by the
interval of a second (i.e., 2) from the open string •

(_)

This proposition can be reversed.



For example:

what note is played by the second finger in the sixth position
. ?
on the e-s tring.
The first finger in the sixth position produces an
interval of a seventh (i.e., 6 + 1 == 7); therefore the second
finger, in the same position produces an octave.

Thus the note

to be found is�, one octave above the open string ..
Figure VI.
"
(please see next page)





(Fig. VI)
(
Notes)
Example of Fingering Single


"



Alt


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Am:

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Playing of S2p
The so-called "doubie-stops", i.e., couplings,
harmonic intervals and two-part harmonies belong t o this
category.

S2p are played by means of standard fingering.

Left hand is con sidered in an open position if the finger of
the lower of the two pitches corresponds to a smaller number
than that of the higher of the two pitches.

The reversal of

this proposition corresponds to a closed. position.

Open

positions are easier to play and therefore are more grateful.
Closed positions can be used in double s�ops without particular
difficulties, but preferably not too fast.

Ill
Ill
III

18.
Figure VII.

Fingering of S2p



Unisons (possible only with one open string):
'

04

04

<
A])



Seconds:



E.A

4

0

t

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Thirds:

r

r
3

Fourths:



(continued on next page)

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19.

(Fig. VII, cont.)

Fifths (are played with one finger pressing two adjacent strings):


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Sixths:
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Sevenths:

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Octaves are mostly used 1n solo playing. As a

perfect acoustical octave (i.e., 2·+ 1 ratio) sounds quite

empty, soloists usually resort to playing an imperfect

octave (somewhat more narrow in stretch than the acoustical

octave), which sounds fuller�

0

In scoring for an orchestra,

octaves of violins are usually written divisi (i.e., both

pitches are played by the different parts).



20 .,



C



As octaves without participation of an open

string require a stretch between the first and the fourth

finger, it becomes obvious, that intervals wider than octave

can be performed only if the use of at least one open string
is possible.

A specia1 double-stop effect should not escape

the attention of the orchestrator: passages on one string

combined with another string remaining open.


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82.

For example:
0


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Such passages can be played at a considerable
speed .,

Playing of �3P

Playing of triple-stops includes melody with two

couplings and three-part harmony .,

When �ploying 3 fingers at a time (i.e.,

without participation of open strings) , .only open position


of the left hand can be used •

considerations hold true •


C


In all other cases, previous

3 o�en strings·
..

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Figure VII I.
Flngerlilg of S3p

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. No op,ep_ strings:

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22.

C

Playing of S4p

Playing of quadruple-stops includes melody with

three couplings and four-part harmony.

quadruple-stop with four open strings:

There is only one

All other cases include 3, 2, 1 or no open strings�

All left hand positions must be open.

Such chords as 8(5) in

open J::l.armonic ( 2 ) pos1tions are quite easy because only 3



fingers participate (as the perfect fifth is played with only

one finger).

(please see pages 23-25)

C








0



Three.open strings:
--.

23.

04
·o
....

7!I" 0

7!J' 0

3

75' 0

Two open_ strings:

0

1" 0

0
0

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One op�n string:

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25.

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No open strings:

2, 4

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The above tables are merely samples of the

systematization of the material on fingering� they can be

extended to higher positions (with or without participation
of the open strings).

These forms of fingering are applicable to

various instrumental forms.

As the bow can move s-imultaneously over not more





26 .,

C

than two strings (some exceptional virtuosi can bow three

strings simultaneously in for te; but such an accomplishment
is exceptional and we cannot count on it while writing

orchestral parts for the violins).

Thus I (2 p) can be performed as:

ap and a2p in sequent combinations;
can be performed as:

I(3p)

ap and a2p in sequent combinations;

I (4p) can be performed as:

ap and a2 p in sequent combinations.
Figure IX.

u

Examples of instrumen tal forms :suitable
for the violin



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27.

Lesson CCLX.
;

The Right
- - Arm Teclmique

Bowing is a process by which friction is produced

between the horse-hair of the bow and the string.



The

various techniques, by which strings can be set to oscillate
in different patterns, constitute the bowing attacks.

bowing attacks cause large amplitudes and light bowing
attacks, small amplitudes.

Heavy

In order to produce a continuous

sound, without a renewal of attack, the bow must move in one
direction.

The duration of a period depends upon the

pressure of the bo� on the string.

Thus the' period of

continuous bowing in one direction in piano is great&r than

L

in forte .


We shall now classify the forms of bowing as the

forms of attack in relati on to the durability of sound.

We

shall assume that the total scale of attacks lies between
the two limits: the lower limit corresponds to the most

continuous form of attack and the upper limit, to the most

discontinuous, i.e ., abrupt form of attack .

The movement of the bow in the direction from

g-string to e-string is considered downward and, when
necessary, is indicated as

n ;

the movement in the opposite

direction is considered upward and is indicated as

V.

The

upbeat groups are usually played V and the downbeat groups
·

0

are usually played

n .

Otherwise composer must indicate

the direction of the bowing which expresses his desire.

28.
TheScale of Bowing Attaclcs
(1) legato : a group of notes united by a slur represents
continuous bowing in one direction; large legato pertains
to a long group, and small legato, to a short group;
I

(2) non-legato (detache) or detached is indicated by the
absence of slurs or any other s igns : each note corresponds to an individual smooth bowing attack,

the

bow must be turned 1n the opposite direction after each
note;



(3� portamento (in bowing) represents a group of slightly

'

accentuated attacks, while the bow moves in one
direction; it is indicated as follows :




ii!�
,,,,
.......

the bow
(4 ) spicato! abrupt bowing for each attack, while

moves in one direction: �� ��
....__,,,
lighter than staccato;

; it sounds somewhat

( 5) staccato: abrupt bov,ing for each attack and changing the
direction of the bow after each attaclc :

JJJJ
• • • •

(no slurs) ;

(6) martellato (hammering): a vigorous dovmward or upward
stroke indicated like this: ���� (no slurs; bow changes
its direction �fter each attack, unless specified otherwise) ;
(7) sal tando ( jumping): a bouncing . group of attacks obtained
by one stroke (usually two, three or four attacks, which
can be described as throwing the bow from above; bouncing
is caused by the resilience of the string and the bow;
saltando has a light percussive character and is usually
employed in the accompaniments of the character of



Spanish dances: this effec t is a mild v ersion of casta· n'ees; ,

saltando is indicated like this: ��� ;
.....,_ _,,
(8) col legno (with the wooden part of the bow) is marked by

these words above the part; no othe r indications are necessary;

this effect is still mor e percussive in character than s- altando:
it is performed by an individual throw of the bow downward upon

the string, each throw corresponding to an individual attack;
the general effect of col legno is that of pianissimo.

To continue the abrupt forms of attack, we may
.

various
forms
of
plucking
the strings.
add, at this point, the
'
.
From the orchestrator 's viewpoint , there are two

basic forms of pi�zicato : (1) Rizzicato le gato, where the

respective finger of the left hand is moved on a small interval
(usually a semitone or a whole tone) , after the string is

plucked (this effect resembles the so-called "Hawaii.an

guitar") ;

(2) pizzicato (the usual form) , where each attack,

single (one string) or compound (several str.ings; this

sounds like an arpe.ggio) is produced by individual plucking •
The regular pizzicato is marked ptzz. and the pizzicato

legato is marked pizz. and also indicated by a slur: pizz.

IJ .

From the violinist's standpoint there is also a distinction

between the right-hand pizzicato or the left-hand pizzicato
(this is indicated by a cross : [ +] above the note; it is

mostly used on ope n strings, and can be e asily executed
amidst rapid passages of bowing) •

I

-

Bowing positions in reia�ion to the sections o f the bow
In relation to the manner of playing the, bow may
be considered as c onsisting of three sect ions: the nut
( l ower part), the middle sectio n and the head (upper part),
which in the international musical terminology corresponds
respectively t o :
(1) du taion; (2) media (or: modo o rdinan.e �) and
(3) a punto d Jarco �
When the specific sections of the bow are t o be

'

used, the composer must make the corresponding indications •

However, du talon is associated with martell'a.to, a punto d tarco
is associated with high-pitched bowing trem olo in pianiss.imo
and media simply serves as a symbo l of cancellation o f one o f


the previous special forms of bowing .

Bowing p o sitions in relation � the fingerboard and
the• bridge
There are three such basic - positions: (1) over the
fingerboard ( usually . at its widest part), known and marked as
s-ul tast o ; this effect produces a delicate flute-like qual ity;
( 2) in the usual place between the fingerboard and the bridge
(usually slightly closer to the, bridge), indicated also as
media or modo ordina.Ee ..:, used mostly for can cel lation of the
preceding or the following effect; (3) very close to the
bridge, marked as s�l ponticel�o, which is mostly used in the
bov,ing trem o l o ; this produces a nasal "double-reed" quality.
It is possible, while performing the bowing tremo lo,


31.

L

to move the b ow gradual ly from sul taste to sul ponticello
or back.

This is a neglected but very valuable technique,

by which a gradual modification of quality (tasto corres­
ponds to flute,. ponticello, to double-reed) can be obtained
on all the stringed-bow instruments ..
Bowing tremolo (i.e., rapid forward-backward
movement of the bow) must not be confused with tremolo
legato, which is a finger-tremolo (like the trill, only in
a wider pitch-interval) .



3 . Range
The range of the violin, as empl'oyed by the
comp osers, uew upward during the XVIII and XIX Centurie s.

L

It was the desire of some of the out standing composers to


employ tri.e p itch beyond the range known to their predecessors.
This evolution of the range must be considered now to be
completed, so far as the known type of violin is concerned�
The reason for this is that Rimsky-Korsakov empl oyed (as a
pedal point), at the very opening of his opera "Kitezh",
]2_ of the third octave (the highest J2. on the piano keyboard),
which happens to lie (that is the point of finger-pressure)
at the very end of the fingerboard.

During Beethoven's

time, the u.pper limit was at £. of the sam e octave ..
Only e-string is used in such a wide range; all
other strings are used within the range of a ninth (14 semi­
tones) ; however, the range of g-string is frequently extended
to a twel.fth and even more (the purp ose of this is to obtain



32.

C

the specific quality of high positions on t hat string) .
Figure X.

Range of the Violin



"'

iA;...
.,

l)

J

••

I


_J

0

.



L,

J


.



e:.
I


.

.�

I
I

-,
--,

I



v

I

1

(i)

(t )

1

.
I
I

�,

I
••

'
'

'
'i/

'
'

I

'

:.,

...

.� .

(1) represents the limit for cantabile in unsupported

unison (i.e., without octave doubling) and cor responds



to the upper limit of the highest human voice, i.e.,

coloratura soprano; it is also the limit for pizzicato ,
after whi ch limit the sound becomes too dry;

(2) Haydn 's limit;

(3) Beethoven•s limit; also the l imit of free orchestra-

playing. beyond which only easy passages in single notes



and sus tained notes (single or double) can be used;



(4) the limit in the early scores of Wagner reached � below
this Af ; the latter was intro duc ed in the "Ring";

(5) Rimsky-Korsakov • s
point.

11

Kitezh 11; no fingerboard beyond this

..,


4. Quality
The basic resources (besides the ones which
we have already described) of special tone-qualities on
the stringed-bow instruments and decidedly contrasting
with each other are the mute (double-reed quality, marked
con sordino) and the harmonics or overtones (purest
quality: sine-wave; no vibrato).

The mute o�� be put on

(con sordino) or taken off (senza sordino) wherever the
composer desires, providing he gives enough time to the
performer to make such a change.
t



L

34.

u

Lesson CCLXI.

Harmonics on the violin are produced by

touching instead of pressing the string.

The scale of

harmonics can be only approximated 1n our system of musical
notation .

Harmonics are a natural phenomenon corresponding

to what 1s known in mathematics
. as " natural harmonic series",

i.e., 1, 2, 3, 4, 5, 6, 7, a, 9, • • • •

The sound of harmonics co-rresponds to simple

ratios of frequencies and to the partial distribution of a

sounding body.

'

In the case of strings, harmonics correspond

to the division of a string into uniform secti ons.

These

sections are in inverse proportion to the order of a harmonic.


Thus, in order to get the fundament-al (which is

considered the first harmonic) , it is necessary to let the

entire string vibrate.

In order to get the second harmonic,

it is necessary to let the two halves of the string vibrate

The zero point between the two halves 1s known

separately.
as "knot".

of the knot.

The finger must touch (not press) at the point

Thus breaking the en tire length of the string

into two halves, you allow the upper half (which is closer to
the bridge) to vibrate.



The higher the harmonic, the shorter the partial

division of the string (and the higher the frequencies).

The correspondence between the divisions of the

string and the order of harmonics is as follows •


35.

Division of the string.

C

Order of the harmonic.

l . . • • • • • • • • • • •
1 . . . . . . fi • • •
.,
2

-13 . . . . .
-. . . . . . . . .
.

.

.

.

.

. .

.

.

.

.

.

.

.

1
2
3
4

• • • • • • • • • • • • • 5
5
1
6
.
6
Beyond this limit harmonics produced on the stringed

- . . . . . ,, .



. . . . .

bow instruments become impractical, except perhaps for the
double-bass seventh harm onic.

What violinrsts usually do not

know, and what the composer should know is th�t every knot in
the same subdivision (denominator) produces identical harmonics .,
Figure XI •



String

¼.


( 2)

--_:>
- .. --____
::> B
A E_-_
__ E---�

K,

1/�

1/4

1/s-

C

¼

¼

36 .
The practical conse quences of this situation are

the diversified ways of getting a harmonic in a passage where
a violinist may thil1k it impossible,

Imagine a regular rapid

passage which brings you to the upper (c loser to the bridge)
part of the fingerboard.

Now assume you want to use the third

A violinis� would try to reach the point K , in
Fig.XI (2) • while touching the string at the point K 2 would

harmonic.

produce the same harmonic.

As more careful composers (Wagner, for instance)

indicate in musical notation by a diamond-shaped note
(

<>, ,

'-

etc.) the point of the finger-contac t with

the string, it is possible to carry out the above principle


to a practical end •

Each string is subject to the same physical

conditions, so far as harmoliios are concerned.
the string, the more pronounced the harmonics.

The longer

Thus, the

quality of, harmonics increases in the following orde r of

instruments:

(1) Violin

(2 ) Viola

(3) Ce llo
(4 ) Bass

it sounds.

The lower the order of the harmonic, the ric her
This means that lower harmoni cs still form

physically their own harmonics (or the harmonics of the

se cond order).

Thus it is correct to state that, let us say,

37.
the third harmonic of the Bass is denser than the third

harmonic of the •Cello, and that the latter is denser than

the third harmonic of the Viola, etc.

But the sixth harmonic

of the 'Cello may be not as dense as the second harmonic of

the Violin.

Here is a complete table of harmonics for the

string tuned in c, which can be transposed to any other
tuning.

The large notes indicate the sound of the open

string, the diamond notes indicate the point of finger-contact



with the string and the small notes indicate,'the resulting
· pitch of the harmonic .
Figure XII .

'

-

\

i

\

-

+

+

1'

*-

..-- .1.&.
+-



38.

Fractions �dicate the frequency ratios.

black notes single out the impractical cases.

All

With regard to equal temperament the corres­

ponding contact points (K) are practically exact:
2

y ,

3

2 '

4

3 '

16
9

16 is very slightly lower
9

-4 ,


25
16 '

6 and 12
5

o

10
4

are slightly lower

are slightly highe r

In addition to· all these harmonics; usually

called "natural barmonicsn, there are harmonics produced by


pressing the string with one finger and touching with
another.

The latter are called by the violinists "artificial

harmonics".

In reality harmonics cannot be artificial.

is a phenomenon.

sunset"?

What would you think of an "artificial

It

The pressing finger shortens the string and the

touching finger produces the respective partial subdivision.
There is only one harmonic which is practical under such
conditions; the fourth harmcuatg, The pressing finger is

always the first finger and the to uching finger is always

the fourth.

The practical advantage of this device is its

chromatic universality, which permits the performance of any
melodies in the form of harmonics .



39 ..

Figure XIII .

/

£>

-e-

••


�,-

-e-

-

-

u

�, 0

B ., Viola

Viola differs from violin mainly in its tone­

quality and in the possibilities for virtuo-sity.

The tone

quality is "'somber'-' as compared to that of the violin.

technique of perform&nce is more difficult than on the
violin.

The

The reason for this is that though the dimensions

of the viola are greater, the system of fingering remains

the same.

Thus, playing viola requires greater stretching

of fingers.

In most cases, the unsuccessful but broadhanded

and practically-minded violinists become violists.,

It is

interesting to mention that one of the best composers of

today, Paul Hindemith, is one of the best violists of today.,
For many years he was the leader and the violist of the

excellent "Amar-Hindemith Quartette" .

He composed works for

this neglected instrument in the form of a concerto, sonata .
and unaccompanied suite.

The tuning of viola is one fifth lower than that

of the violin.

The alto:t and the treble clefs are used in

notation of the viola parts.

40,

Figure XIV.
Tuning

The range of viola for the orchestra use shall

not exceed a ninth from each of t h e lower t hree strings

(C, G, D) and be not more th an a twelfth from the upper

In writing for viola solo, the upper string

string (A) .

.

'

can be used within a range of two octaves.

-U

Figure XV .
Range



=-I



••



_J

j



-

lt

.e.
I



'




It is correct to say that viola is related to

violin as two to three.

All forms of technica1 executi on correspond to

that of t he violin.

u

T he parts written for the viola shall

not be limited in any respect, as t he limitat ions of
virtuosity do not concern orchestral parts.





41 .,


Lesson CCLXII.

C . Violoncello

Violonc.ello means a small violone, which was the

bass viol of the viol family.
name in spite of its size.

This is why it has a diminutive

This instrument is commonly

called cello, which does not make any sense, but ·conveys the
association through the established use of this word.

better to write " 'cello" (with apostrophe in front) .

It is

Being held in a different position from the violin



and the viola and exceeding the latter in size ( • cello is
.
related to viola as one to two and to violin as one to three) ,
•cello requires a different type of technique in fingering.

The intervals on the fingerboard are wider, and the stretching

is greater.

Thoug h the thumb does not have to support the

instrument, it seldom participates in playing and is used on
special occasions only (mainly for pressing the string while
playing harmonics) .

The thumb is indicated as " 9 " •

All

other fingers are· numbered in the same way as on the violin.
'Cello is tuned in fifths and one octave lower

than viola.

Bass (F) , tenor (C) and treble (G) clefs are

commonly used.

Contemporary composers in most cases ·have

abolished the tenor cle f, bu t the •cellists have to know it
well, because most composers of the past used it in their

scores.

,,

42 .

u

Figure XVI .

Tuning

,

-•

V

-e-

-

-



The range of 'cello for orchestra use shall not



exceed a ninth from each of the lower three strings (C, G, D)
and a twelfth from the upper string (A) .

In_ solo playing,

however, the latter can have a two-octave range.
Figure XVII,.
Range

••

••
I,_

J

-L

-

s

r

j

'

'

••




1,.

J

It is customary in an ordinary passage-playing

to make transitions from string to string in one position,
rather than to change positions on one string.

In case of

chromatic scalewise passages positions are frequently changed .
The usual fingering for the lower positions 1s

based on the following principle:

(1) semitones are played by adjacent fingers;

u

(2) whole tones by alternate fingers;

43 ..

(5) chromatic scales are played with continuous changes
of positions, each position emphasizing three fingers :
the first, the second and the third;
(4) all executions of double-stops, chords and rapid
arpeggio are based on the above forms of normal fingering;
as a consequence, the chords which are easy to play are
either in open positions or contain open strings ;
(5) perfect fifths are played with one finger on two
adjacent strings;
(6) all "artificial harmonics" are played with the thumb
'

'

(pressing) and the third finger (touching) .
Examples of fipgering
Figure XVIII.



0

0

0

0



0 4
-• .• � r

0

'

I

/

0

I

I[

:m:

I'

t
JiL

••

••

4
3

I

:l,

J

.%, '

44 .
All the forms of bowµig, practical for the

violin, are practical for the •cello .

As the bow of the

'cello is proportionately shorter than that of the violin,

the composer must use long durations of s ingle notes and of
passages, emphasized by the bow moving in one direction,

with discrimination.

One of the rcello •s features are harmonics.

to long strings, they are very sonorous.

Due

For the same reason

pizzicato is richer on the •cello than on the violin.

Pizzicato glissando (marked: pi�z. and a slu'r over the two
'"

'

bordering notes) , an effect similar to Hawaiia� Guitar is

v ery colorful.

See "Four Hindus Songs" for voice and

orchestra by Maurice Delage •

Glissando of harmonics is another effect to which

In order to· execute it, touch

• cello 1s particularly suited.

the string at the nut and move the finger quite fast toward

the central knot of the string.

harmonics from high to low ones�

This causes a sequence of
Moving in reverse, i.e.,

from the central knot to the nut, causes the reversal of the

sequence of ha.:rmonics ..

There is no need to move the finger

beyond the central knot as the string has an axis of symmetry

for all the lmots, and such a . finger movement would produce

the same harmonics as when moved from the central knot back
to the nut.

The resulting effect has great color value and

has been used by the best orchestrally minded compose�s .

sounds like a rapidly moving arpeggio of a large seventh­
chord.



It

-

45.

A combination of such harmonics glissando

played by several • cellists on different strings, and also

in different directions if desired, produces a shimmering
effect of fantastic harps, subtle and fragile •



The adopted notation of this effect is as

follows (black notes show the main points of the actual

sounds, as all the points cannot be expressed in our musical
notation) .

Figure

.0

XIX .

0

0



,_

See Rimsky-Korsakov •s opera "Christmas Night".
D. Double Bass (Contrabass)

Double bass (corresponding to the antiquated

violone) has four strings usually.



Figure XX.

The y are tuned by fourths .,

Tuning

,

...••





,i



.....,...-,--

-�


- -

,_



?F

0

46 ..

In XVIII and XIX Centurie� when a lower note was

required, the bassists re-tuned the lower string to E, to E �

or to D.

In the XX Century the problem was solved by the

addition of a fifth string (below the fourth regular string ) ,


which is tuned in c.

All large symphonic and operatic

organizations have at least half of tr1eir string basses

equipped with five strings.

High positions are more seldom used on the string

bass trlan on any other stringed-bow instrument •



follows.

The range, practical for orchestral' uses, is as

Double bass always sounds one octave lower than

the written range.

0

Figure

XXI
-= I

-

r

-"Rf\N€,E :

(�

-

J

-,
,,t

+

Plz."L L11W111"

All forms of bowing and effects, including the

use of mutes, pizz. glissando, harmonics and harmonics

glissando are perfectly suitable for the bass, and are

unjustly neglected.

Fingering technique ru1d intonation are the chief

difficulties of this instrument.

• Tl1e fundamentals of fingering are as follows .,

47.

u

Figure XXII .

...

0

••

f

"

"

-e

...

....

..

I'

i

.. '-1

'

0

••

-' -

+



,...

"'1



""" '�-

The last case is quite difficult and must be

avoided, unless absolutely necessary.

As higher positions require closer spacing, it

is easier to play the bass in the higher positions�



The

purity of intonation increases, but it becomes more and more
difficult to get a pleasing tone r

It i s best not to use the

double-stops at all as they sound muddy in low register anyway.

However, certain forms of pedal and strata can be used.
Figure XXIII .
Example:



-














Chords are impractical, even when possible.

Some

composers have written solo passages and phrases for the bass

and exceeded on such occasions the establi shed orchestral

range.

See Rimsky-Korsakov • s opera "Coq D • Or", �rhere a

bass solo is written in the alto (C) clef.

There are very few outstanding .bassists who appear

48 •

u



as soloists.

Probably the best of all bassists in the whole

history of this instrument is Serg�i Koussevitsky (at present
the conductor of the Boston Symphony Orchestra) .

When

Kou.ssevitsky was younger he frequently gave recitals on the

Double Bass, as well as played concertos wit h his own

orchestra (which was known as Koussevitsky Orchestra in
Moscow, Russia).

As the bass literature is limited,

Koussevitsky often played his own transcriptions of concertos
written for some other neglected instruments.

Thus, one of

his favorites was Mozart • s concerto for a Bassoon (Fagotto)
with orchestra.

Radio City
Russia .

Music

Another accomplished bassist (at present with

Hall Orchestra in New York) also comes from

His name is Michel Krasnopolsky.

In Russia, when

giving recitals, he played among other things my own �Suite

for a Double-Bass a:rid Piano" composed in 1921.

When used as a solo instrument, Double Bass must be

tuned a tone higher

becomes a bass in D.

a11d

read a minor seventh down.

It really

Some of the outstand ing violin-makers in

Italy made a few excellent basses , which are slightly smaller

in size aild permit the tuning one tone higher.
better in tone too.

They are

In Jazz double bass is used mostly as a percussive

instrument: it is plucked (pizzicato). and slapped ..

It is

interesting to mention that in Jazz playing, where virtuosity
on some orchestral instruments leaves the classical way of
playing far behind, the development of the performer • s

49 .,

technique influenced mostly the right and not tbe left
hand and, even then, not in bowing.

This particular form of virtuosity produced

some proficient performers.

There are two duets for piano and double-bass

on ColUDbia records: "Blues" and "Plucked Again n (Columbia,
Jazz Masterwork, 35322) , with Jimmy Blanton (bass) ·and

Duke Ellington (piano) .

u



-



50.

u

Lesson CCLXIII.
I. The Flute Family


WOOD-WIND INSTRUMENTS


A. Flauto Grando (Flute)

This instrument, kno,vn as a "large flute" in

. �uxtaposition to the smallest member of t h is family known

as a "small flute" or Flauto Piccolo or just plain "Piccolo"
(wh ich is �s bad as "cello") , is a D- instrument without

transposition.

This means th at, whereas its acoustical scale
·

(the natural tones, i. e. , the tones produced by modification

of blowing, and not b y using holes and keys) is D, the tones

sound as they are written.


Tones which are not in the

acoustical scale are produced by means of six holes and a

number of keys (depending on the make) .

Gradual open ing of

the holes from the bell up shortens t h e air column and

produces the tones of the natural major scale in D, i. e. ,
d, e, f f, g, a_, b , C,:# . The following d is th e second natural
tone:.

(harmonic) from which the scale can be e xecuted further

in a similar fashion.

by means of keys.

All ch romatic intervals are filled out

The two (in some makes, th ree) tones below

the fundameµtal d are executed by extending the bore with a

pair of specially designed keys, which close instead of

opening the holes.

Being cylindrical on t h e outside, the pore of a

flute is an inverted cone inside (with a very slight deviation

from a cylind�r, though).

The shape of the bore and the form

51.

of exciting the air column directly (through an open hole),
instead of through a mouth-piece of any kind, attributes
the flute its whistle-like tone-quality.



Figure XXIV .

T

t
ij��MONIC!.

. -A

0

.I,;

3

lI

J,

"- l
-

- ti- - 4

, ,2

I

As the consequence of this construction, the



easiest keys for the flute are D, A, G, etc. , i. e., keys
adjacent to D through their signatures.
F lute is partic ularly suited for scalewise
passages (whi ch can be played at any practicable speed) ·and
close forms of arpeggio

(E, ) . The finger technique is

highly developed among flutists.

All forms of tremolo

legato (arpeggio of couplings), trills, rapid grace-note
scalewise passages are typical of a flute.
Another flute specialty is the multiple-tongue
effects: double, triple and quadruple, which as the name
shows, are accomplished by a rapid oscillatory tongue move­
. ment.

There is no special notation for this effect, and




52.

G

every flutist knows it should be used when there is a
rapidly repeating pitch.

It must be understood that the term "legato"





(indicated by a tie) , as applied to flute as well as to

all wind instruments (including woodwind and brass) , means
a group of notes executed in one breath.


As non-legato,

staccato etc. are also executed in one breath for a group

of notes, legato means one breath without a renewal of the
tongue-attack •



The increase of the quantity of attacks augments

'

the volume of the instrument and should be used in all cases

when the natural volume is weak, yet harder blowing may

0



produce the next natural tone.

As a special device for both

increasing the volume and giving the tremolo effeet frulato
(flutter-tongue) is used.

In order to ex ecute frulato

(which is only practical in the high register) it is necessary

to pronounce (in a whispering manner) a continuous rolling of
frrr.

The notation for frulato is : - for the period of

duration of the note.

Because blowing on 'the flute is immediate, the air

column in the bore i s quite unstable.
sensitiyity of registers�
characteristics.

This causes great

Each register has its own dynamic

The consideration of the latter is of the

utmost importance in orchestration.

Co�temporary manufacturers

are constantly seeking a scientific solution for equalization

C

of registers.

To put it plainly, each register, unless very

53.

skilfully handl ed, sounds like a somewhat different
instrument.

When one melodic group occupies more than one

register, the contrast between the registers becomes very
undesirable. Some old-fashioned minds think it· desirable
.

to have nearl.y each tone in a different flavor, because they
believe it attributes individuality to the instrument.

This

assumption is psychologically wrong, because each sound does
not sound per se, but in connotation with the preceding and
the following sounds-



Imagine a book where each character

is printed in a different type.

It certainly attributes

.,

individuality to each letter, but at the same time makes the
process of reading far from being pleasurable.


This argument about uniformity of tone-quality
throughout the entire range is the main weapon of attack
.

against�lectronic instruments, because such instruments have
a much superior qualitative stability than the woodwind
instruments.

In other words, electronic instruments are

condemned by the reactionaries, whereas Ya·sha Heifetz tries
hard to make it unnoticeable when his bow changes from one
string to another (which i s equivalent of the ch�ges of
registers).



.
Figure XXV .
of the Flute
Range and Registers
- Low

�EptllN\

:3' +-.IL.-

_..
l
LL._
:._----"'i,�


SoF'T", J>E.14.SE.,
\1 1'1 5i°f\ &LE.
PytJA�,e,
RAN�E �



tt � �

+

-

HlqH

.

.2

I

I

,
1 R lttt ,
I
I EJC�ESSII/£

I

!=LEX I &U:.

I
I

I

fLEX I BL.l

I

)I

I

--

---

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I

IW\EJHVN\ J)E:tfSE.)

54.

-

I

I

WHI !,1'l.f��
,
..,..,

Loll.P,

tJof lltlf!.EASAII("

SHRII.I..

I

I

I

-fritH, '/ER.'{ LDIJ.P,

I

I.E�5 PUA�Atff"

I

I ,.R,: 1t ��f : l).�-.-t1,f ;o.t:f'i-f : p.R,� 11� Hf

I

'

I

I

I

'
B. Flauto Piccolo (Piccolo)


F.P. is a diminutive flute and pos�esses all

the main characteristics of the large flute.

••

Its acoustical

scale is also in D, but its range is much more limited.

lower register is practi cally useless, except for some
humorous effects.,.

The

The agility of this instrument is truly

remark"able, and particularly so in the scalewise passages.
Figure XXVI.



Range and Regi_sters of the Flute Piccolo
(Sounds one oc tave higher than written)

r-

,,

- -I

I
I



I IMPRACf'ICAL
I ANP J)IFFltLIL.T.
I

I

I
I

u

e)
c. -Flauto Contralto (Alto Flut l
s) :
pe
ty
r
(o
es
iz
s
o
tw
1n
s
me
co
F .C .
F)
(used
more
than
in
G
n
1
o
t
l
a
r
t
n
o
C
( 1) F l .
"
" F (used less than in G)

"

(2 )

Both types are used a great deal in operatic and

symphonic scoring.
extendin

The main value of the alto flutes lies not in
the ran e below the ordinar

flute

but in

ivin

a better gu&lity and a more stable range corresponding to the



....

o.
low register of flauto g r a n d
fourth
a
perfect
sounds
Contralto
in
G
Fl .





written range.
lo,ver
than
the
)
s
e
n
o
t
(5 semi
fifth
sol.lllds
a
perfect
in
F
Contralto
Fl.
range.
semitones) lower than the written

(7

tone quality.
better
the
tv10
has
a
of
The first
Figure XXV I I •

Range and Registers_ of the Alto Flutes
-----�_;;,__

FL.e.

'" �- FLJ

l� F

.SOIi

-

-

--

_- -

+




56.

There is no need to use high register of alto

instruments, as the regular type gives a better tone­

quality.

Other types, such as Bass Flutes, are obsolete

They produce tones 1n qua) ity somewhere between

nowadays.

. ocarino and an empty bottle.





'

.








,

57.
Lesson CCLXIV.
II. The Clarinet (
S ingle-Reed) Family
A. Clarinetto (Clarinet) in B v and A
This instrument has a cylindric bore, which
causes, according to Helmholtz, the appearance of only odd
(1, 3, 5, 7, 9, . • • ) harmonics.
are absent.

The pair-numbered harmonics

This situation creates a gap of 18 semitones

between the fundamental and the next (i.e., the third)
appearing harmonic.

Somehow the designers of this instrument

succeeded in reducj.ng the number of holes and keys considerably (usually 13) though theoretically it would be required
to have all the 18, in order to produce a chromatic scale

G

covering the gap.


From the performer 's angle, clarinet is a
difficult instrument to master.

However, this should not

worry the composer, as accomplished clari netists are really
in abundance.

The main consideration concerning the composer

is that while approaching the third harmonic, the tone of the
clarinet weakens for about the last 6 semitones.

The

register between the fundamental and the thir d harmonic is
known - as chalumeau (French, from Latin "calamus" - reed;
originally - a single reed instrument, with a built-in reed,
now obsolete; probably the ancestor of clarinet).

A

special tone-qual ity, in addition to the usual one, and
which is hard to get, corresponds to the chalumeau register

C

and is known as subtone (soft, delicate and tender).



58.

Starting with the third harmonic and going up, the tone­
cha nges noticeably. Of course it is
quality of a clarinet

the task of an accomplished performer to neutralize this
difference.
The sound on the clarinet is produced by



blowing into a detachable mouth-piece, to whicl1 the reed is
attached.

A complete chromatic scale is produced by the

various types of keys and by holes which are covered by
fingers (by special keys on the bass clarinet) .

The clarinet­

ists of American dcµice orchestras are able ,to produce a
\.

glissando ( i •.e., continuous pitch modulation between two
This is accomplished by the ambouchure

frequencies) .

(which usually means "the assumed position of lips combined
• •

with lip-pressure«).

Symphonic and operatic clarinetists

are not trained to play glissando.
All clarinets are usually written as cl arinets
in c .

Under such conditions, the scale of natur al tones

appears as follows:
Figure XXVIII.

1



C

ti

-

5
-

.f. l"'}

'l

a.

'f
f.£

-

1t
0

f�



59.

The clarinet in C was discarded a long time ago,

as its tone quality was not as satisfactory as that of the

V and in A (some contemporary manufacturers
clarinets
in
B


make an extra hole and key to compensate the lower semitone

on the B '- clarinet; thus it can play the parts written for

the A- clarinet; in some other instances, mechanical adjust­
ments have been made in order to obtain a combined version



of the B � and the A clarinets) •

Though some individual performers get far beyond



the common range, there is a silent international code of
''
ethics, by which composers limit triemselves by the written

_g_ of the second octave.



Figure }QCIX .

Range
and Registers of the Clarinet



-

-

.,,�cr

...-.1,..-;;0;;;;:;
,.J:
1

Riett , MEILovJ,

S'fA &� ;

PyNftlttlt.. RAil4'E�

!

:

'

I

:
I

�wlllt( 0( L�ltl�I.,
.PE.lie.Rf£ FRI>"' :"-�t11>,1J'1 � 1lfE'

' i"1t1s Po,..,-;

1 ,AAAAa'Ett OF Mll!>tt. ,

: J>y'tlAlll\•t W!I\IC�A!,-,�; : �NP J)INA� •e s;
I

ttr � 1 ;

IIAI.S1"A&L£;

fro/ �s

: �.!AMI<, R�..E.:
I

I
'

I
'

1H1l : kLOw 1H,!» Poi.tr;

1

: PRo.J>uce

I FLEXt &U: t>'t'NAIW\ll. I

I
: RAftlC.E:+
I

� ff

SKILL FIJL

,-r

�F01tME1ts d.Afl/ �TILL

f,

&11'" 4e,41::�ALLY

I� EASlf� 1o Pt..p,y

I
: l)'J'HAMIC. �AIJ�e : �
I

I

I

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I

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7 -ff

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I







60.
For the clarinet in B P- flat the above table

sounds one tone lower.

This means that the composer must

write his parts for the B� instrument one tone higher than
he expects to hear the actual sounds�

For instance, the

pa�t which sounds in the key of C must be written in the

key of· Q.

Thus clarinet in BV acous_tically is a Q instrument,

as its fundamental tone (by sound) is £•



Likewise the parts for the clarinet in A must

be :,tri tten, three semi ton.es_ pj._gher than they are expected to
sound.

Thus the above table sounds three semitones lower.

Parts expected to sound in the key of C must be written in

. -

the key of E �.

Thus clarinet in A acoustically is a C ::tf:

instrument, as its fundamental tone (by sound) is c -.il'. ·

It was believed in the XIX Century that the B'­

clarinet represents the masculine qu�ity, that it is more

substantial but less delicate than the feminine quality of
the A- clarinet.

However, today skilful performers can
P

obtain both characteristics on B - clarinet.

Considering the quality of manufacture and the

skill of con temporary performers, we can say that clarinet

can play practically everything.

Its specialities are:

rapid diatonic and chromatic passages, tremolo legato and
trills.

Staccato is preferable in its soft form.

Arpeggio

of the E , form is very grateful both upward and downward.
B. Clarinetto Piccolo in D and in E f;, .

The first instrument (D) is used in symphonic and

61.
operatic orchestras and the second (E�) , in the military

bands .

Both these instruments are inferior in their tone

quality, as c ompared with the clarinets in B� and A .
F -:#=.

The acoustical range of the D- clarinet is in

It is written one whole tone lower than it i.s expected

to sound.

The parts which a.re written in the key of � 11,

sound in the key of c.




G.

The acoustical range of the E V-c larin et 1s in

It is written three semitones lower than it is expected

The parts which are written in the' key of A, sound
in the key of c.
to sound.

Except for the tone-quality, the piccolo clarinets

can be favorably compared with the regular clarinets: their
mobility is as high.

c. Clarinetto Contralto (Alto Clari net)
a.pd Como di Bassetto (Bassethorn) .

Clarinetto contralto is usual ly an E .,, but sometimes

an F instrument.

Thus it should be written a major sixtp and

a perfect fif,th higher, respectively, than the sounding keys.

This instrument is so constructed that its lowest written note



is .£ below the usual �.

Its tone-quality can be described as

more "hollow" than the tone of a regular clarinet .

clarinet.

Corno di bassetto has a narrower bore than the

It looks somewhat like the miniature version of tl1e

clarinetto basso (bass clarinet) .

"reedy" than that of the clarinet.



Its tone-quality is more

Bassethorn is an instrument

in F: it is written a perfect fifth higher than it sounds .

Today basset horn becomes more and more obsolete : alto clarinet

in E l, takes its place.

D. •Clarinetto Basso (Bass Clarinet) in B; and A

The A instrument is seldom used outside of Germany.

Both th ese in struments sound one octave below their respective
regular clarinets.

This means that the B P- basso is written a

major ninth higher than it sounds; A- basso is written a minor

tenth higher than it sounds.



treble and bass clef are used.



In German scores often both

T h e rule is that w h en using the bass clef, write

one octave below t h e correspond.i.ng note ·or the treble clef.



That is the transposition of sound from the bass clef is only



a whole tone, or a tone-and-a - h alf down •

Both these instruments are manufactured with and

e to c.
v,ithout the lower extension from -

The B'- basso without lower range extension is used

by the dance orch estras, whereas the B P- basso which reaches
the lower .£. (Q►- by the sound) is used in symphonic and
operatic scoring.

These instruments have quite a sinister tone in

their lower register.

It is wise not to write for the bass­

clarinet above d of the second octave.

Bass-clarinet possesses

somewhat less mobility than the smaller clarinets.,

There is also a contrabass or Eedal clarinet, a

monstrous affair which has to be suspended on special stands


63.

and which is very hard to play.

Richard Strauss used one

in his "Electra", and only Germans c ould play this instrument.
It sounds one octave below the bass clarinet (it is also i n

B �) and has an awe-inspiring quality.

III. The Saxophone (Single-Reed) Fami,ly

Saxophone is one of the numerous creations of

Adolf Sax, an eminent instrument designer of XIX Ce ntury.

This instrument is a crossbreed of oboe (due to it s conic b ore)
and clarinet (due to its single-reed mouth-piece) •



Very few composers used this instrument in the



'

XIX Century (one of them was George Bizet) and , eventually it



became quite obsolete, with the ex ception of the military bands



in Fran ce and Belgium, which have been using saxophones widely .
The original saxophone family consisted of the

instruments in C and in F.

Soprano Saxophone in C

Alto

Tenor

Baritone
Bass

n

"
"

"

"

n

F

C

" F
C

.American manufacturers rejuvenated interest toward

.this instrument.

They succeeded in c onstructing saxophones of

a more improved • design .

American saxophones as played by

American saxophonists introduced a whole new style of music
and musical execution •

.American-made saxophones are so flexible that any

)

64.
type of part can be written for it.

Rapid scales, arpeggio,

tremolo legato, trills, staccato, glissando are all possible
and grateful on this instrument.

The last two or three

decades produced a number of outstanding virtuosi,- many of
whom are Negroes, and many of whom are skilful improvisers .
It is due to the wide influence of Jazz and Jazz-playing that
saxophone manufacture became a considerable industry.
The standard dance-band combinations customarily
use 4 or 5 saxophones.



In some instances this quantity varies •

It is quite common that a saxophonist is at tpe same time a
clarinetist. Som e of these performers are equally as good on
both instruments.


In the earlier days of American Jazz, (and also in
some instances in Europe) there v,ere some ensembles consisting
only of saxophones, but they have not survived.
The .American family of saxophones is tuned in


Figure XXX.
(please see next page)

65 ..

u

I

(Fig. XXX)



Saxophones

Written range: For all saxophones

c5'"
.

2



i

jJ

J

••

'

-�

-

Spunding range :





�-





Soorano in B ti,

A t.n in

'T'

R

-- n
....

.

•�


10..

1n H p

The soprano and the bass are seldom used today.
clef.

All saxophone parts are written in the treble

There is no noticeable difference of registers in

a good performance, and it is for this reason that we have

omitted the range subdivisions.

0

66 .

Lesson CCLXV.

IV. The Opoe (Double-�eed) Fam�ly
A. Oboe

Oboe is an instrument of ancient origin.·

In its

primitive form it has been in wide use thro ughout Asia.

of the oboe 's ancestors was the Hellenic aulos, which was

One

used for the expression of passion.

Blowing thro ug h a narrow opening of the flatly

folded reed (usually called �o uble reed) requires strong lungs

and a peeuliar technique of breathing.

Some· of th� Asiatics

(Persians, for example) can play the oboe-like double-reed

instruments with uninterrupted sound (like the Scottish bag­


pipe) .

These performers usually hold a reserve supply of air

in one cheek, which is exhaled, i.e., blown into the reed,

while the lungs are inhaling the future supply of air.

The contemporary oboe has a conic bore, which

characteristic stimulates the appearance of the full scale of
natural tones (harmonics).

Without additional keys, oboe acoustically can be

considered an instrument in D, like the flute.
the flute, is not a transposing instrument.

Oboe, like

Most oboes of

European manufacture have £ of the small octave as its lowest
tone.

American-made oboes re- a ch £1:i', immediately below it.

-

It is customary not to use tl1e eboe above f of the second
octave.

Due to its construction oboe is a slow-speaking

instrument.

Only passages of moderate speed are possible on

67 ,.

t his instrument.

Oboe is valued mainly for its character­

istic tone-quality, which can be described as flnasal" and
"warm".

All types "of passages are possible, including



tremolo legato and trills, providing they are executed at a

speed which seems moderate compared to flutes and clarinets .,

is the
One of the most valuable characteristics of the oboe


versatility and distinct character of the attack forms.

The

legato, the portamento, the soft and particularly the hard



staccato appear on the oboe with a clear di�tinction .

The density of the oboe's tone decreases consider-

·

ably in the upper part of its range .,

The low register is

direction of decreasing frequencies..

The most flexible and

somewhat heavy and has a natural volume increase in the

expressive part of the rang e is the middle register .,
tones are thin and shrill ,.

High

Figure XXXI .



Range and Registers of the Oboe
(please see next page)

I

C



(Fig. XXXI)

-

3
it•
.. pT

.

-•

-

.

c;.,


l.OW

J•

I

I

I
'

I
I

I

I

eESr R�E

-

, I
1DNE.•QuALl1)' �Row�, , .SHRILL foP>Je-�uALrry·;
I 'J)yN�MIC.S:
'f.t 1� �E. R;
l>'J'fllA� ,c.� :

I

-

-

r
£

,

-,

F

c5'

I

f

If ;

'

1 �J> 01'1&."(

I
I
I

Loi.IP ILiII l

IN It



'

I

� A 5ol0 CA,111 � f\

B . Oboe D'Amore
A mezzo-soprano type of oboe which is now
extinct ..

J.s. Bach used it in his "Christmas Oratorio" .,

It was revived by Richard Strauss in his "Sinfonia Domestica".
This is a transposing instrument in A \7.








69 ..

Figure XXXII .

Written :

t-e-

IJ

Range of Oboe D • Amore

Sounds :

,,

")

...I

/

0

/

/

0



c. Corno Ingl�se (English Horµ)
0

Th e immediate predecessor of this instrument is

oboe di cacchia 1hunter's horn) , now obsolete-.

The contemporary

version of corno Inglese (also known as oboe contralt o)

represents an instrument similar in most respects to oboe,


but sounding one perfect fif th lower�

instrument in F.

It is a transposing



The middle octave is its best register for an

expressive solo.

The low register is still denser and

heavier than that of an ordinary oboe.

The high register is

seldom used beyond the written & (sounds _g) of the second
octave.

All other characteristics correspond to oboe .

It

is still somewhat slower-speaking instrument than t he oboeEnglish horn is exceptionally suitable for the

expression of passion and suf fering.

it is often given a solo ..

In orchestral scoring

One of the famous solos is in

Wagner ' s "Tristan and Isolde" (Prelude t o the third act) .



70 .,

Figure XXXIII.

Range of Corno Inglese

..
WRl
'f
ff�
II

0

'�



. P•)�T

J

II



I

I

.

-•

Sn"�b�

(�i ) q1'



-f:/"'

"""
.

D. Hecke�phone (paritone Oboe)

of German
The baritone oboe is an instrument
'

manufacture (made by Heckel) and in its perf�eted form was
introduced in about 1905 A . D.

.

It has a quality of over­

whelming richness and expressiveness.

Richard Strauss used

it first in his opera "Salome"; Ernst Krenek in his opera
"Sprung Ueber den Schatten" ("Leap Over the Shadow") .

It is

an instrument well deserving wide use together with oboe and


English horn.

Heckelphone is made to sound one octave below oboe;

it sounds one octave below the written range .,

Its size is so

big that the bell of the instrument rests upon the floor,
while the performer is playing in sitting position.,

The key and hole system is designed to resemble

that of an ordinary oboe, which construction makes it easy
for an oboist to master the heckelphone •


As . th e range and the registers of this instrument

exactly correspond to that of an oboe (the lowest tone is ]2,i:r),


L

71.

C

but sound one octave lower, there is no need for a table of
range and registers.

V. The B assoon (Double-Reed) Fa mily
A. Fagotto (Bassoon)
The name "fagotto" derives from "faggot": a bundle
of sticks; the name " bassoon" from the associati9n with bass
register .,
Bassoon is an instrument with a very long conic
bore (about eight feet), which is folded upon itself, somewha t



in a wanner of letter "u".

....

This u-shape makes it possible to

have a system of accessible holes and keys • . Some of the keyholes produce only one tone (the lower keys) and some, two
r
\._..,

(octave variation by lip-pressure which is easy to produce and


which is typical of a bassoon) •
Being an instrument with a comic bor·e and a
double-reed mouth-piece, the bassoon may be considered as a
bass of the double-reed group, i.e ., , it is a natural bass to
the oboes.
The main difference between the oboes and the
bassoon lies in the fact th at the la tter has an additional
section, which extends its low register.
Under the same con�itions of fingering (with the
basic six holes closed), the bassoon is one perfect twelfth
below oboe, i.e., under the conditions which produce the
middle £ on oboe, bassoon produces _g_ one twelfth below.
The range of the bassoon (for all practical







72 .

,

purposes) begins with the .£� of contra-octave and ends
with d of the first octave.

The b� tone at the lower end

is of somewhat inferior quality than all other tones of the
lov1 register.



This instrument 1s capable of mobility

noticeably greater th an that of an oboe.

Various forms of

arpeggio (practically in all expansions), octaves and leaps
in general, as well as rapid scalewise passages, tremolo

legato and trills constitute the versatile· technique of this

instrument.

The attacks are distinct.

Lega'to, portamento,
''

soft and hard st�ccato (the latter being bassoon ' s specialty,

and possible at a considerable speed) c an be executed with

quick changes.

Bassoon parts are written 1n the bass and the

tenor (though alto-clef may be used as well) clefs ,
not a transposing instrument.



It is

The dynamic peculiarities of the bassoon require

a particular attention on the part of the composer,

The low

register (from .£� of the contra-octave to £ of the small
octave) is the most powerful part of bassoon's range.

It

weakens slightly toward the mid dle register (this begins
c of the middle
with c of the small octave and ends with -

octave) , which is considerably ·weaker than the low regist�r,

The high register, from £ to _g_ of the middle octave is

somewhat harsh; it becomes very mellow from .&. of the middle
octave to d of the first octave.

Stravinsky is one of the



-

few composers who utilized effectively this upper region

(the opening bassoon solo at the begin.ning of the "Rite of

Spring ").

Figure XXXIV!

Rang� and Regis_ters of the !3assoon

J)f.H�f, �•tt:t Q\)Al-rl"(;
Pt"AW\ tC., R.AiJ"e. �

njs/f
I

I
I

B. Fagottino (Tenoroon, Quµitfagott, Tenorfagott)

This instrument (now practically obsolete) was

built a perfect fourth arid a perfect fifth above the regular
bassoon.

Both types are transposing instruments: tenoroon

in E k,, sounding one perfect fourth higher than written and

tenoroon in F, sounding one perfect fifth higher than written.
The tone-quality of these instruments was inferior

to that of the regular bassoon.

74 .

c. Contrafagotto (Double-Bassoon1 Contra­
bassponA Contrafagott) .
This instrument still of greater dimensions is
meant to be the lower octave-coupler to an ordinary bassoon.
The engineering quality of this instrument, being inferior
to that of a bassoon, causes i nferior tone-quality and less
exacting intonation.

The tone of thi s instrument is somewhat

dry and does not sound as healthy as the tone of the bassoon.
Its alertness is also somewhat lower.
As contrabassoon is an instrument ouilt
mainly to
'"
produce low frequenci es, it must not (except fQr some special
purpos es, such as creating associ ations of "humorous" or
"painful") be used beyond its regular middle register •

•'

Contrabassoon is a favorite instrument with many
composers.

Its sounding range is one octave lower than
Its lower register is considerably weaker than that

written.

of a bassoon.
Figure XXXV.



Range and Registers of the Contrabassoon

,-10

, •
,


I

-



I

' "

--

1,.£-

:J=

.



I

.



,.., 4n



75.
Lesson CCLXVI.

BRASS (WIND) INSTRUMENTS

I. Corno (French Horn).

Horn is an instrument with a long and rich history.
The immediate predecessor of the contemporary

three-valve chromatic French horn was the so-ealled natural
horn, capable of producing only the natural tones.

All other

tones on the natural horn were obtained by putting the fist
of the left hand into the bell and varying the depth of its
position within the bell.

.

the
The deeper the ffst
... is set,

'

lower the sound of the respec�ive natural tone.

This manner

of altering natural tones is based on the physical principle

of open and closed pipes : an open pipe so unds one octave
higher than the same pipe closed.

As the gradual conic pipe

(which is coiled around itself) extends in a horn to abo,ut

seven feet, the partial closing of this pipe by a fist, at

the bell, lowers the respective natural tone only by one or
two semitones.

This device does not cover all steps

chromatically, as the acoustical gaps between the second and

the third, and between the third and the fourth tones are too
.
,
great. It is for this reason that the parts written in the

XVIII and early XIX Cent uries were predominantly fanfare-like .
Eventually natural horns became obsolete.

Rimsky­

Korsakov used natural horns in his opera "May Night" (when

chromatic horns were universally in use) for the sake of his
own amusement, which he called "self-discipline" .

-

. 76 .
In order to read scores by such composers as

Mozart and Beethoven, not mentioning Bach or Haendel, it is
important to have at least some basic information about the
sizes and the transpositionJkeys of the various horns, used

in not su ch a remote past .,

Natural horns were constr ucted in two main size-

groups: the alto horns and the basso horns.

All horns trans­

pose downw�rd, i.e., they sound below the written range .,

Alto horns transpose directly to a designated interval,

indicated by the transpositional name of tha instrument.
'•

Basso horns, in addition to the alto transposition, sound one
octave lower (compare with the clarinet in B P and the bass-

clarinet in Bv) .,

The alto horns were construc ted in all chromatic



-

keys, e xcept G P •

The se· le ction of a particular horn was in

correspondence with the key in which a certain piece was

Basso horns were used, whe re reaahing of the lower

written .,

register was essential .,

Basso horn parts are known only in

three transpositions: the B P- basso, the A- basso and the

AP-

basso .

There was no octave confusion in interpretation

of the scores, because it was the alto horns that were usually
meant .,

The use of basso horn s was quite exceptional and the

cases where they were used were generally known.

For example,

horns in B�- basso were used in Beethovenrs Fourth Symphony
(written in the key of ��) .

Except for the use of valve s, whic h secure the

t
77.
entire chromatic scale, there is no noticeable difference

in the construction of th,e present day French horns

(including the conic mouth-piece) •

Blowing through a long narrow channel creates

such conditions, under which it is easy to "overblown the
fundamental tone of the scale.

tends to break i nto two halves.

That is, the air-column
For this reason, the

official ly recognized range of the horn begins with the

second tone.

From there on, everything is praetical up to

and including the twelfth natural tone.

is seldom used nowadays.

Th.e sixteenth tone

As the frequency increases, the

tone-quality becomes brighter.



We shall represent now the scal e of natural tones

for the hypothetical French horn in C.

As chromatic horns

used today are 1h !, the actual sounds appear one perfect

fifth below the written range if the part is written in the

treble clef; when using the bass clef, write the parts one

fourth below the intended pitch, or, stating it differentl y,
one octave below the treble clef.

Thus the transposition of

the French -horn, when written in the treble clef, is exactly
the same as that of an English horn.

Thus:

and

19' ()

3

sound
alike:

e
t
{Q :

u
-

:I

78.
This cutibersome octave-variation as well as the

whole idea of pitch-transposition is a survival of an old

The sooner it will be abolished, the better, as

tradition.

no one gains by this transpositional technique, which is a
constant source of complications and confusion.

During Wagner 's time. and later, chromatic French

horns in E were used together with that in F.

They are

abolished today, for the reason of superior tone-quality

obtainable on the horns in F.

Figure XXXVI •

Scale of Natural tones of the French Horn
W�If'(f..lJ;

8



:;:

'

5ou..JJ)!>t {tfOlt�
I

I�

r�

F) 4

sI•-•
••
I

,_

-

"

Jo

,2,

I"

i2'

.,

1"


'"'



Only in very exceptional cases is the French horn

written one or two semitones above the twelfth tone.

The

best tone-quality for solos and cantilena lies between the
fourth and the twelfth natural tones.

Fre11ch horn is a

direct continuation of tuba ' s timbre in its lower portion of
the range.

From its fourth to twelfth tones it acquires a

gradually growing characteristic of lucidity; in its upper

0

79.

range. French horn blends well with clarinets and particu-

larly with flutes; in its lower range, with trom bon�s, tuba

and bassoons.

In this sense, French horn is an intermediary

between the wood-wind and the brass groups.

Chromatic scale, as already- stated, is obtained

by operating the three valves.

All three-valve instruments

are designed on the same - general principle .,

The first valve (operated by the upper key)



lowers the natu ral tone by two semitones •

The second valve (the middle key) lowers the

natural tone by one semito ne.

The third v alve (the lower key) lowers the

natural tone by three semitones.
numerals:



Valves are indicated by the respective Roman
I lowers by 2 semitones

II

III

"

n



n 1 semitone

" 3 semitones

These indication s are not used in scores or parts,

but merely ror reference, when necessary.

The operation of v alves is s uch that while

blowing the written middle £, for example (the 4th tone which

sounds £), and pressing key I , one obtains b p (sounds !! V ) ;

while blowing the same tone and pressin g key II, one obtains
b � (sounds e � ) ; while bl.owing the same tone and pressing
key III, one obtains a � (sounds d , ) .



ao •

u

All other intervals, by which a natural tone can

be lowered, are obtained by a combined use of keys controlling

the op_eration of valves.
tpnes;


Thus: I + II lowers the natural tone b y 3 semiI + III lowers the natural tone by 5 semitones;

II + III lowers the. natural tone by 4 semitones;

the combination of all th ree keys lowers the

natural tone by 6 semitones.

In the French hor ns of old make there were some

deficiencies of intonation when the com bined_ valves.were used .

They are abolished. in present manufacturi. n g by a special in.ter­
locking of air columns in the valves, which device rectifies



the corresponding frequency-ratios •

Valves themselves are additional short pipes,

connectable with the main channel by the operation of the

keys.

The latter affeet nhe pistons or the rotary cylinders .

Cylinders are mo re common. on. the present French horn.

far as tone quality is concerned, it does not make any

difference which particular mechanism is used.

So

Thus keys

open the valves, thereby connecting them with the main channel,
which results in the increase of the air column and, for this

reason, lowers the pitch of a giv en natural tone.

As the change of aml:xilu.d:ure (lip condition with

respect to form and pressure) is never as alert as the finger

tecbn�que, it is preferable to write rapid passages, when they



I

can be obtained mainly by the operation of keys.

It is f or

this reason that the c omposer must have an exact knowledge

of the key-valve operations.

Even trills and tremolo legato

are possible when they are obtained thro ug h the use of keys.
It follows from the above that the valve system

is acoustically opposite to the hole system, used on all

wood-wind in struments (i.e., on the br ass instruments natural
tones are lowered, on the wood-wind in struments they are
raised) •



French horn is a slow-speaking instrument, and
'

<

for this reason speed is not limited by the '�inger-technique

but rather by a slow ton e-production.

All form s of legato

and staccato, as well as portamento, are available and
distinct.





The breathing process, as applied to this instru­

ment, is normal and healthy .

It is possible, for this

reason, to execute sustained tones or passages of considerable

pe�iod in one exhaling.

Contrary to the double-reed practise,

playing French horn is a healthful occupation.

Due to conical shape of the mouth-piece, double­

tongue is not within the scope of this instrument.

One of

the French Horn ' s specialties is the dynamic effect of
sforzando-piano (sfp) .

from the 3d tone upward.

This can be performed at any point
French horn has a wide dyn amic

range but its lower part weakens considerably.

French horn is played either •open (indicated as,

o) or •stopped (indicated +).

The fir st indication is not



u

82.
used, except as a cancellation of the nstoppedn.

The

stopping is usually indicated above each attack.



Mutes are gene,rally applicable to French horns,
but used by the performers only under compulsion : they
think the stopping "will do".
In volume (intensity) , French horn occupies an
intermediate position between the brass (in relation to
which it is weaker) and the wood-wind instruments (in
comparison with which it is louder, particularly when
played high and ff) .




,

L



10

83 ..

Lesson CCLXVII,

II. Tromba (Trumpet)

Trumpet is a chromatic three-valve instrument.

Depending on manufacture, either cylinders (more often) or

pistons (more seldom) are used.

Of all the types of trumpets, the soprano

(ordi nary) type, in B' and A, is used more universally than

the alto trumpet, in G and F, the piccolo trumpet, in D and

E ', and particularly the bass trumpet, in E P and B !'.

A. Tromba (Sopran4>., Trumpet) ±n B � and A

Of these two designs, preference is given to the

B P - trumpet in the U.. S. A. , while in Europe both tunings are

.G

used for the respective parts.

B �- trumpet exclusively.

Americ an dance-bands use the

Some of the B�- trumpets can be converted into

A - trumpets, by drawing a special telescopic slide which
lowers the range of the instrument by a semitone ..

The hypothetical trumpet in C is transposed two

or three semitones down respectively (like the clarinet) .

Its scale begins with the second natural tone and

ends, for all normal purposes, with the eighth.

Outstanding

trumpeters are able to blow the ninth, the tenth and even the
twelfth tones,

In this case the use of the piccolo tw umpet

becomes unnecessary, as the tone of the regular soprano
trumpet is preferable.

C

on the·other hand, the composer must

not rely on the presence of such a virtuoso in every orchestra,





84.
even playing the part of the fir�t trumpet.

Natural tone·s are produced by the ambouchure and

the tones between them by fingers, i.e., by pressing the keys
which control the valves.

The trumpeters of American dance­

bands produce many chromatic variations and glissando by the

ambouchure.

eighth tone.

These virtuosi very frequently go beyond the

In writing "improvisedfl solos (which in most
.

cases are actually written out and studied) it is best to

test the individual performer •s range - first .
Figur e XXXVII .

The Range of the Tr umpet

'
10

"


�:



'

4

11-

:2

.


'

rI

--

I(;}

.

With the combined use of al l three valves, the

lowest tone of the tru mpet is: f., (in C) , e (in B�) , e � (in

A) .

Tones below the second natural tone are generally weak.

The natural intensity grows with the increase of frequency,

but skilful performers have a considerable control over the

dynamic range of this instrument.,

u

The cup-shaped mouth-piece of the trumpet, the

shape of the bore (slightly deviating fr9m a cylinder to a
cone) and the length of the bore make the transmission of
the tongue attacks more immediate .,,

For this reason the

double and multiple tongue attacks become one of the main

assets of the trumpeter ' s virtuosity (as in the case of a

flute).

Rapid finger-w ork on the keys permits to execute

trills and tremolo legato at a high speed, providing both

.component pitch-units are executed through the same natural
tone (both pitch-units may be keyed, or one '�f them may be
natural) .

(_)

All forms of attacks are well defined on a

trumpet: legato, portamento, so ft and hard staccato .

Scales and even arpeggio can be executed at a

considerable speed.



�-� one time the trumpet was considered as mostly

suitable for a performance of signal-like and fanfare -like

music, b ut this viewpoint (considered even by Rimsky -Korsakov)
.

is completely outmoded.

The prestige of this instrument has

been amazingly restored and height ened by jazz.

B. Cornette (Cornet) in B � and A
4•

of

'
cornet a

This instru ment also known under the French name
pistons (i.e., a cornet with pistons; the name

implies chromatic possibilities} , strictly speak ing, does not
belong to the trumpet family.

Its bore is more conical than

t�at of a trumpet; this makes its tone-quality more mellow .

86 •



For this reason it is considered a more lyrical instrument
than the trumpet.

Today, however, the skill of performers

is so great that accomplished trumpeters are able to imitate

the sound of a cornet on a trumpet and the sound of a trumpet

on a cornet�
instruments.

In most cases .American cornetists use the B�
It is also customary that a trumpeter plays

both trumpet and cornet.

Cornets are still made mostly· with pistons,

while trumpets, mostl y with cylinders.

The scale of natural tones, the range and the

whole mechanism of execution is practically identical with

ijhat of a trumpet.


It is generally considered being somewhat less

alert than the trumpet.

Tone-quality on both trumpet and cornet can be

altered by means of a mute inserted ' into its bell.

The use

of the mute is marked "con sordino"; the cancellation of

this effect, "senza sordino".

American jazz created a real mute-a-mania,

resulting in a great variety of new mutes (straight mute,

cup-mute, harmon-mute etc.) .

Another device, closely

related to mutes is the "hat" (usually made out of metal, in
the shape of a trench helmet or a derby).

It is used for

. glissando "vow-vow" effects (acoustically, a modification o f
the open pipe into the closed pipe).

87 .

Thi s instrument is the prima-donna of a brass

band, but i t found it s way into symphon ic , operatic and



part i cularly dance scoring .,

C ., Tromba pic cola (Piccolo Trumpet) in D_tfil� E J,

Thi s i nstrument i s considerably smal ler in si ze
.
than the ordinary trumpet. The D-type is mostly used in
symphonic scoring (for example, Stravinsky ' s "Sacre") , but

relativel y very seldom.

with the brass bands.

The E U- type is much more common

The to ne-qualit y of both i s dec�dedly inferior

to that of a regular trumpet.

The transposition of thi s instrument is analogous

·

to clarinet p iccolo, i.e., two and three semitones up
respectively.

Thus the e ighth natural tone (c) sounds d and

e ► respectively.

As th i s instrument requires an excessive

lip-pressure it is very difficult to produce any tone above

the eighth.

For this reason there seems to be no practical

advantage in the further use of thi s instrument.

D. Tromba C9ntralta (Alto Trumpet} in G• and• F

This is a very useful instrument not only for the

extension of the regular trumpet 's range downward, but also

(and mainly so) for obtai ning better qual ity tones within the

lower reg ister (from the third natural tone down) of a

regular trumpet.

Ri msky-Korsakov made a very extensive use of

this instrument in his operas.



88.
It is a softer instrument compared to the B �

and A - trumpet .

The lowest possible pitch on the alto trumpet is

the written ri- (three keys pressed: all valves open) , which
sound cf'" (on the G � trumpet) and b (on the F - trumpet)

respectively, i.e., it transposes down, like the alto flute.
It is quite customary that the performer of the

third trumpet part doubles on the alto trumpet.

E. Tromba Bassa (B�ss Trumpet) in E V and B P
0

Strictly speaking, this instrument is not a
trumpet but a miniature tuba and, therefore, ' belongs to the

so-called saxhorn family (the dominant brass group of the
military bands).





Wagnerian tuba •

It is also known as tenor tuba or

In many instances the parts written for this

instru,ment are played by the French horns.

The E ' instrument sounds eight semi tones below

the written range; the B P instrument, one octave below the

soprano B� trumpet.

Undoubtedly this instrument becomes obsolete.

There is also a bass trumpet in C - basso which

is very seldom used.
range .,

It sounds one octave below the written



89.
Lesson CCLXVIII .

III. Trombone (Trombone)

The type of this instrument which is commonly

used today is known as Tenor-Bass Trombo ne.

Trombone is one of the most remarkable i nstru­

ments in the orchestra.

Its design is based on an ingenious

yet very simple principle: it has an air column, whose le ngth
can be varied by means of a slide, which is a part of the

instrument proper.

As a result of such construction trombone

produces a complete chromatic scale carssting of natural

tones on.ly,



C



The pulling out of the slide increases the

volume of the air-column and produces the standard seven

position,s.

The positi on with the slide pulled all the way in

is considered the first position.

The opposite positio n,

with th.e slide pulled out (to the limit, but still producing
a continuous bore or air-column, as the slide can be pulled

out completely, disjoining the instrument into two individual

sections) is considered the seve nth position.

All other

positions are between t he, two extreme positions .

Thus the

slide actually converts seven natural instruments into one

chromatic instrument.

As different positi ons possess different

acoustical characteristics we shall describe each position
individually.

scale:

The first position has tl1e following natural







90 •

Figure XXXVIII
--.

.,I

••

".I,.



41
I, 0

po

I

'

4

,,,..

I

8

,

"

/0

e

""

It,

'rhe second, t:ne t·o1rn and the toiirt'h pos1t1ons have
similar acoustical characteristics.


1

8

0

g

10



5 ,,----

:m:


....

-

4

-

8

'f

Jo

.

42,

Tones produced by the fundamental are often called
pe�al tones.



Beginning with the fifth position, the air-col12mn
breaks up into two halves, thus making the production of the
fundamental impossib le.
The fifth, the sixth and the seventh positions


have the following natural scale:

-

0

91.

(Fig. XXXVIII, cont.)
I'll

8



., ,...--.....,� �S·:.... _.:,.._ _:..::IO�---=-'=--- -- __
= =tt:rr =

lI:

f>

f---4::-fr-_

••

== ==


4

••

u

I> ,,---'""'I,

10


It is easy to see that after the natural tones of

all seven positions are combined, there appears to be a gap

between the second natural tone of the seventh positionv and
:
the fundamental of the first position
�----•

r.

- --

-

L.,..
L, --

--

,� �
Thus, the following pitches are not available on

the trombone of this type:

-•
0



- -e-

'?5"'

�""'
.,

92.

The ability to produce the natural tones above
the tenth depends upon the skill of the performer.

It is

advisable, in writing orchestral parts, not to exceed the
eighth tone, reserving the use of the ninth and the tenth
for exceptional effects.
To compensate the absent pitches within the gap,
an instrument with a special valve has been designed.

This

valve, operated by a string attached to a ring controlling
the opening of the valve, lowers any natural tone by five
semitones (perfect fourth).

For this reason a trombone
'

'

trombone
supplied with such a device is known as a tenor-bass
. -

with a fourth valve.

f

By means of this device, d*, d �, c

and c �

can

be obtained from the second natural tones of t he III, IV, V



and VI positions respectively.
Figure XXXIX.
The slide


positions

Pitches produced by

'

-

,_

the open valve
The lowest pitch of the gap (b ') stil.l remains
unobtainable, due to the fact that the air-column of the



93.
seventh position, augmented by the valve, becomes so great

that it breaks itself into three thirds of the total volume,
thus causing the third natural tone:
slide
impossible
valve

( o)
It follows from this description, that not only

the entire chromatic scale is available, but that some of the



pitches are even duplic ated: they appe ar as the different
natural tones of the different slide-positions.

The

preference in such cases depends upon two conditions:

(1) the positional distance from the preceding to the

following pitch; if such positions are too remote and

there is a possibility of obtaining the same pitch on a
different natu r al tone of a nearer position, it is the
positiona] distance that becomes a decisive factor;

(2) the difficulty of producing higher natural tones in the

lower positions as compared to lower natural tones in the

m���,·

highe r positions; for example •
than

I[q

! is easier
-,

94.

Trombone has a cup-shaped mouth-piece.

Its

tone-quality greatly depends on the manner of playing.

Some

trombonists have a bold, powerful tone, some have a mellow


lyrical tone and some have both .

The character of tone

greatly depends upon the form of vibrato (tremulant).

forms of vibrato on the trombone are vibrato by pitch

All

(obtained by oscillating the slide within a small pitch

interval,

as on the stringed-bow instruments) , while the

trumpet vibrato is vibrato by intensity and is caused by the

variation of ambouchure.

• '

Trombone is an instrument of a sli'ding pitch par

excellence, easily comparable to the • cello.

For a long time

composers misunderstood the true nature of this instrument.



American jazz recaptured the real meaning of a trombone,

though in many instances dance-band trombonists overdo both

the vibrato and the sliding , which renders a sugary character
to the whole performance.

Glissando, which was received in the ' hearing of



Stravinsky rs scores as an innovation, in reality is very

basic on a trombone and today became not ouly a common-place
resource, but also a source of annoyance.

From the technical standpoint any glissando can

be executed only on the same natural top� , while the slide is

being gradually moved through its continuous (that is not only

the positional but also interpositional) points .

0

All other

forms of glissando are made by the variation of ambouchure and

95.

are not standardized.

A glissando can be performed either up or down.

It is sufficient to indic ate a glissando by showing the

starti.ng and the ending pitch of it, and connect the two by
a straight or a wav y line:
r"'\

t.
I

,,, -

V

I-

-pi-

The term gliss. may be also added above the part,

if desirable .,

..

The passage just illustrated is executed on the

eig hth natural tone, while pulling-in the slide from the VII
to the I position: gradually.

If a passage falls on the different natural tones,
it
it is impossible to execute/in continuous, i.e., glissando,
form.

For example:

r ,.

.,,,



-

y



The execution of this passage is impossible

because �v can be only III3 , while if _g_ is the third natural
tone, its fundamental would be �, and there is no such



J

96.

u

position on the trombone.

Mutes were very seldom used on the trombones in

the symphonic music of the past.

However, the development

of jazz led to a very exten sive and diversified (including

"hats") use of mutes, in the same manner as it is being used
on the trumpets.

Jazz also, besides raising the standards or

per formance on this in strument, created some outstanding

virtuosi, among whom the greatest arti st is Tommy Dorsey,

particularly because of his unsurpassed tone-quality.

Some trombonists are capable of producing (as a

special effect in the higher pos itions) simultaneously the

u

fundamental and the third harmonic (actu.ally sounding as a



In addition to this some jokers sing the fifth

harmonic).

harmonic, thus obtaining a whole triad.

Trombone parts are usually written in the bass and

the alto clefs, while the XIX Century compos ers preferred.the
tenor clef.

Today it is practical to use treble clef for the

higher register, as all trombonists can read these four clefs.
The tenor-bass valve trombone is usually employed

as the third trombone in symphonic scoring, but is seldom

,

used by the dance-bands .

All other types of trombones, such as alto trombone

(in E �, sounding a perfect four th higher than written) or
·
perfect fourth lower than
trombone
('in
F,
sounding
a
bass

written) became completely obsolete.
\__,,

./



97 ..

u

The old three-valve trombones of various types

were found unsatisfactory in their tone-quality , which was


decidedly inferior to that of the natural (slide) trombone ..
IV. Tuba (Tuba)

This instrument is also known as bass-tuba and

belongs to the sax-horn family, which is fully represented in

the large brass bands.

The tuba, which is used as the standard instrument

of the symphonic and the operatic scoring , seldom appears in
the dan.ce bands.

Dance bands use mostly the- E i, susaphone

bass (a three-valved instrument, commonly used in infantry).

Tuba, acoustically, is an instrument in F, but does

not require transposition.

Its parts sound exactly as written.

Due to traditional use of a quartet c onsisting of



three trombon�s and a tuba (usu ally the part of a tuba is

written on the same staff with the third trombone) , c omposers
developed a habit of associating tuba with trom bones.

However, tuba comes closer to French horn than to trombone ..
Its pipe is conical, as that of a French horn, while the

trombone ' s pipe is cylindrical until it reaches its bell ..

The mouth-piece of the tuba is closer in shape to

,



that of the trombone, not of the Frenc h horn •
fo
· llows :

The scale of the natural tones of the tuba is as
Figure XL.

8

u



(.e. )

,

0

98.


It is advisable to use the first six natural

tones, resorting to th e eighth tone only in exceptional c ases.

The tone-quality of the French horn in the high register of

the tuba is preferable and it bears
the latter.

&

c lose resemblance to

Tones below the fundamental are dif ficult to

execute as there i.s a constant danger of overblowing the



It is best not to write below d which lies three

fundamental.

semitones below the fundamental.

As there is an interval of a whoie octave between

the fundamental and the second tone, the desi'gn of tuba

requires four valves.

These four valves are evolved according

to the standard three-valve principle, the fourth valve being
capable of lowering a natural tone by 5 semitones.

In

addition to this, tubas used in symphonic and operatic

orchestras have a fifth valve.

The purpose of this valve is

to give an acoustically more satisfactory semitone-valve for
the lower register, as t�e secorid valve is not sufficiently



large •

Tuba of the type being described here has a valve

operation on cylinders.

Pistons are to be found in an

instrument serving similar purposes in the in fantry bands,
the ophicleid, which is carried ov er the shoulder while

being played.

Thus the valve arrangement on the five-valve tuba

is as follows:

,

I lowers the natural tone by 2 semitones

V

II

11

"

III

n

n

"

fl

"

"

IV
V

"

"

"

"
"

"

"

IT l

"

T1 3

n

n 5

"

'' 1 large semitone

Combined application of these valves produces any
desirable interval between the first and the second tones .
Tuba is a slow-speaking instrument.

Good intonation

is on e of the main difficulties of this instrum ent.
asset of tuba is its rich tone quality.

The main

Al� forms of attack

are available, but tuba is particularly suite� for long sustained tones and slow passages in general.

No mutes and no

special eff ects are used on the tuba.


The Russian composer Shostakovich used, in his
First Symphony, two tubas, instead of the customary one.

As

intonation on the tuba is usually less precise than on the
other brass instrument�, this score, at least wh en being
perform ed in Rus sia, created considerable difficulties during
rehearsal : one tuba is bad enough but two b ecom e unbearable .
,

,

100.
Lesson CCLXIX.

Arpa (Harp)



The origin of harp leads back to antiquity.

In

the bas�rel�efs of ancient Egypt, dated as far back as 2700
'

B. C. , court orchestras consisting mostly of flutes and harps
are represented.

In the last two or three centuries harp

underwent many modifications.

Some manufacturers built

chromatic harps and some, diatonic.

The co11temporary harps

are diatonic instruments with a triple tuning.

The contemporary harp is original-ly tuned in a

natural major scale in c F .

octave.

There are seven st.rings to each

All octaves are identical.

The main feature of the

contemporary harp is a set of seven pedals, which control the
tension of strings.

The mechanism of pedals is devised in

such a manner as to allow the modification of the same name­
string throughout all octaves.

Thus, by the first step

pressure=position of the c �- pedal, the pitch of all the c v -

strings becomes c �.

By the second pressure-position of the

c P- pedal, the pitch of all the c ► - strings becomes c4" •

Similar mechanism affects the remaining six name-strings.

The step-pressures are independent for each pedal.

While one

pedal is put into its first pressure-position, another pedal
may be put i nto its second pressure-position.

This is

possible because all pedals have an independent operation.

Pressure-positions are retained by the instrument until they
are changed by the performer.

This is possible because each

101.
pedal has a locking arrangement in the form of two
inverted steps:

Figure XLI.

-

ll - po sitiAm-

(o'¼�)
�� ( f-i-wA; � )
�ro�t--t
- �/.; CJ'\'\, ( Su-o .-i d.- ��)

Looking upon the harp from above the pedals

appear in the following arrangement:
Figure XLII._

Accomplished harpists manipulate the pedals with

great dexterity and can rearrange up to four pedals per second.

0

Harpists, the same as pianists, find the different

)

102 .,

strings by tactile distance-discrimination .

However, in

some cases, strings of red color are used for all the o 11 , s

and of blue color, for all the g � • s .

This helps to find the

remaining strings .,
Harp is played by either plucking a string, or a


group of strings, by the individual fingers:
(1) in sequence (arpeggiato), which is the normal form of
execution of ohords on a harp;
(2) simultaneously (non-arpeggiato), which should be
indicated by this term.
In addition to this, harp is often played glissando, which is always a chord-glissando and is executed by

u

sliding of one of the fingers over the strings.


As glissando

affects all strings within its range, the problem of tuning
glissando-chords becomes of major importance.

Glissando can

also be executed in octaves and other simultaneous intervals .,
As a special effect, octave-harmonics can be used
on a harp.

This is executed by touching the string at its

nodal point (geometrical center) by the palm and plucking by
the finger of the same hand .

If the interval is relatively

small, each hand can produce harmonics in simultaneous
intervals.
Dynamically, harp is a delicate instrument.

It

gains in volume considerably through the use of glissando .,
This effect can be executed in various degrees of the dynamic

L

range (from pp to ff), depending on the pressure exerted over

'

103.
the strings and the speed of sliding over the strings:

increase in speed and pressure results in the increase of

volume ,,

It is important for the c omposer to understand

that when the pressure-positions are alike for all the strings,
only natural major scales in the following three keys result
therefrom: C l1, C �, C 4t".

Original position: c I, - d· 1, - e v - f t, - g P - a'=' - b�

First pressure-position: c � - d )J - e 9- - f ., - g1' - a '1 - b� - .,



Second

"

tr

:

c t- _ d #- _ e • - f f:- ... g if _ a:#- _ b�

All other scale-arran.gements require< re-arrangement

of the pressure positions.

u

It would be of great advantage to the c omposer to



know that all the 3� forms of � (13), tabulated in the

Special Theory of Harmony, are at his disposal.

And any

tonal expansions which derive from the above master-structures
do not require any rearrangement of the pressure positions.

This

is possible bec ause none of the above · S' (13) contain intervals
greater than 3 semitones, w hioh satisfies the pedal mechanism
of the harp � when tuned in E0 •

As harp is a strictly diatonic instrument, it is

desirable to use it as such.

Quick modulati ons, containing

several alterations, are quite impossible on this instrument.

Many large scores contain two· harp parts (used alternately for
this purpose) , in order to ac complish groups of modulating

chords ,,



/



1 04 ..

The parts of harp, like that of the piano, are

written on two staves joined by a figured bracket .,
in use are the common bass (F) and tr·eble (G) :

The clefs

Figure XLIII.

right-hand part

left-hand part



''

Instrumental forms suitable for the harp �e quite

similar to piano forms.

only at a moderate speed.

V

Octaves, in each hand can be executed

Chords with wide intervals for both

hands are more difficult than on the piano ..

Close positions

a»e preferable to the open ones, though bass can be detached
from the upper structures.

Many effective passages can be

accompli shed by the alternation of both hands.

Here the



composer's inventiveness may bring many fruitful developments.
From the viewpoint of a thematic texture, harp can

be looked upon as an instrument similar to piano, i . e . , it can

perform melody (in its various instrumental forms) , harmony,
accompanied melody, correlated melodies and accompanied

counterpoint.

In orchestra it is frequently used as et coloristio

instrument, which is due particularly to its capacity to

ex ecute effective and diversified forms of glissandi (upward,


105;.

downward, combined, rotary, etc.)

There is a wide selection of struc tures which can

be executed glissando (such structures often contain repeated
pitches, caused by the adjacent strings enharm onically tuned;

but the speed of the slowest practical glissando is sufficiently

great not to make these repeated pitches apparent to the ear).
There is an easy way to determine whether a certain structure

permits the performance of a glissando: if the structure does
not contain maJor thirds, built on the degrees of a natural

major scale in B b, then glissando is possible .

In other words,

the structure in question shal l not contain the following

simultaneous intervais :

Figure XLIV,







Thus the fo·11owing chords are possible in glissando:

because they do not contain the major thirds referred to in

Fig. XLIV.

On the other hand the following chords are impossible

for the reason that they contain such major tlllrds, as

classified in Fig. XLIV:

J

106 .,

u
p



The principle of major thirds of the B�- scale
saves the composer the troub le of empirical verification .,
For �xample, let us see why d -

*
f -

a - c

is

impossible in glissando:
d � -- d �

e P -- is impossible. to stretch to f :#= .,
In other words, e� - string would b� in the way,

u

even if other strings could be tuned to th e given chord .,
On the other hand a chord like c - d - f - a� is


possible :


ep

f�
g�
b�

---,-

--

e 1f (r11)
f�

g1f ( aV)

b4f (c�)

There are several different forms in use, by
which a glissando can be indicated.

Here are the most

typical ones:


107.

0

Figu�� XLV .









The tuning of pedals in general, particularly when

parts are harmonically simple, does not require any indication.
Cautious composers, however, often indicate the pedal changes.
Fig__ure XLVI.

For example:

��.�

b. -

.

.�-- -

0

I

_f

i

j

-fl

-

1

""'

'



'

-

..•


,,,, . '





108.

In the fourth measure b' and e; do not require
any change in tuning as b� = c P and e 9 =

f �.

Octave harmonics, which are the only

ones used on

thi s instrument, are indicated by zeros above the notes, which
notes should sound as harmonic s in the same octave as written.
Figure XLVII.
0

0

0

0



The forms of attacks on the harp correspond to
that of a piano, i .e., legato, portamento, staccato, but the
difference is less distinct than on the piano.
The bas ic timbre of harp resembles clarinet, which
is due to the method of playing (i.e., finger-pluc�ing, instead
of a hammer-attack, as on the piano; piano strings when played
by fingers , without the medi\im of keys and hammers also sound
like the harp).

Harp blends well with flutes and clarinets .

The composer must not forget that harp is a self-sufficient
solo instrument of a diatonic type.
In the orchestra, of course, it is mostly used as
an accompanying and coloristic instrument.

It is also extremely

effective as a semipercussive rhythmic instrument.



109 .,
. ,

Sometim�s harp, doubling wood-wind instruments,

produces a more transparent equival.ent of the pizzicato of

stringed instruments.

Carlos Salzedo, who is probably the most accom­

plished and the most versatile harpist of all times, has

invented a number of new effects for this instrument.

He

and some of his accomplished st udents (he teaches at the

Curtis Institute in Philadelphia) are capable of executing

these effects.

.

:

=

Organ (Pipe-Organ or its electronic 8Ubstitutes)
Pipe-organ is a more self-sufficient instrument

than any other instrument known.

This is due to the quantity

of tones which can be simultaneously produced and their timbral



variety.

The number of different tone-qualities depends on

the number of stops which can be used individually or in

combinations.

More expensive organs usually have more stops,

but price also determines the quality. Organs range from

two-manual to five-manual models, in addition to which every

organ has a pedal keyboard, generally meant for productio n of

lower pitches.

The dynamic range of a pipe• -organ is fully

comparable with that of a full symphony orchestra.
stages ..

u

This instrument underwent many evolutionary

The latest an d most spectacular type of pipe-organ is

the large theatrical organ.



This type of instrument is



110.
furnished with a very diversified selection of stops

(including many percussive effects, like xylophone, chimes,

etc.) not excluding all the essential stops of an ecclesiastic

organ.

There are a number of pipe-organs in the world

which can be justly considered masterpieces of acoustical

engineering.



As organs widely vary in design, number . of manuals,

selection of stops etc. it is impossible to give a detailed

description of a pipe.a..organ.

Basically, however, all pipe­

organs possess certain general characteristics which are in
'
common. Some of these generalities are essential for the


composer to know.

(1) The amount of pressure exerted by the performer upon the

keys has no effect upon the intensity or character of sound.

(2) Forms of attack are effective: legato, non-legato,
staccato are well pronounced •

(3) Physically, the tone is generated by a pipe or a group of

pipes, which are often built-in at a considerab.le distance

from the console; this produces an effect of delayed action:

a very important detail to bear in mind, while using organ
in combination with other instruments.

(4) Tone-qualities are classified into groups, representing

timbral families: the stri ngs, the flutes, the reeds, the
chalumeaux etc.

u

Each family has a number of distinctly

different stops (e.g., tone-qualities) .

/

111 ..
(5) Each stop has a set of pipes covering a definite range;

organists look upon ranges and registers as represented

by the l ength of respective pipes.

Thus they say: a

4 ' string stop, or an 8 ' reed stop, or a 32' pedal stop ..
The longer the pipe, the lower the pitch.

Certain timbres

are available only in certain registers, while others

cover the entire (or nearly the entire) range.

(6) The massive tone-qualities characteristic of the pipe­
organ are due to single, double, triple etc. octave­

couplings.

These couplings are executed by pushing the

coupl.er-keys.

Under these conditions, an' organist can

produce a powerful and massive tone by using only one
finger.



(7) Volume (the intensity of sound) is controlled by a special
pedal.

Thus gradual dynamic changes are possible.

A

sforzando-piano (sfp) effect is also available on the organ.

(8) Comp.osi tion of stops for the performance of a given piece
of music is known as regi�tratioµ.

The latter is seldom

done by the composer (unless he is an organist) .

Even

when the composer or the editor of organ parts indicates
the registration, it is quite traditional for the

performer to change the indicated registration to one of
his ovm choice.

(9) It is customary to mix the stops belonging to diffe�ent

timbral families as well as couple them through several

octaves.

112.
(10) In addition to this, there are so-called organ ­
"mixtures", which are pre-set combinations of various
couplings�

When such mixtures are used, one key pressed

by a finger produces a whole chord structure of one or
another type,

Thus melodies may be played directly in

parallel chords.

In some of the organs bu ilt in Germany,

in the second decade of this century, mixtures produ cing
some less conventional chords were introduced (in one
instance, the mixture added to £ produced c - d;f-

rl-

b) .

It is important fo r the composer 'to realize that
ais a consequenee of couplings and mixtures, accompanying each

individual note, what reaches the ear of the listener
(including the organist himself) is quite different from what


is written on paper.

Not only the respective octaves and

registers (in the general sense of this word) can be different
than in writing, but they also can be accompanied by whole
sets of new pitches, which even do not appear in the parts.
Often symphonic, operatic, oratorio and cantata
scores contain an organ part.
The above-described characteristics of this instru­
ment make it very difficult for the composer to use organ in
an orchestra, or a mixed vocal-instrumental combination,
properly. as often the principle of clarity as a necessary
quality of instrumental and vocal scoring conflicts with the
natural tendencies of this instrument.

For this reason organ,

in most scores, is either mis-used or plays a purely decorative

)

113.
part.

In the old scoring org an was used, according to

ecclesiastic tradition, as a duplication of the choir, and
its part was often written merely as a figured bass, which





the organist had to f ill-in.

This can be found in the scores

of the le ading composers of XIX Century .



Another important characteristic of the organ is

its tone-qua.lity with respect to vibrato.,

Organ can play

non-vibrato or a vibrato by intensiW (some instruments,
particularly in the string-stops have also a mechanical

vibrato of beats, produced by simultaneou s pitches wh ich are

set at sli ghtly different frequencies).

For th is reason,

organ vibrati are mostly of a different ty pe from orchestral



vibrati.

Simultaneous use of both often creates conflicts

and discrepancies.

For more details see nAcoustical Basis of

Orchestration" .

Organ parts are mostly written on three staves:

one for pedal, one for the main, lower, manual (known as

great) and one for the Upper manual (known as swell).
Figure XLVIII .



114.

Lesson CCLXX.
4

-

ELECTRONIC INSTRUMENTS

This group of instruments is much more diversified

than all other groups combined.

The term "electronic musical instrument" can

define any instrument wtere electric current generates sound
directly or indirectly •



There are t,10 basic subgroups of electronic

instruments.

The first subgroup constitutes :Ip.struments where

sound (i.e., sonic frequencies) is generated� by varying the

capacity of an electromagnetic field, created by two currents.

Instruments invented and c ·onstructed by Leon Theremin are



based on this principle .

They include three basic models:

(1) Space-controlled Theremin (also known as Victor-Theremin,
later: R. C . A . Theremin) .

(2) Fingerboard-Theremin .

(3) Keyboard-Theremin .

Of t h ese three types, the first acquired far

greater popularity than t he other two models.

Recitals are

being given by various performers on this instrument.

the first composer to use this instrument in a solo
(concertizing) part with a symphony orc hestra.

I was

The composition

was named: "The First Jtirp honic Suite" and was performed by
Leon Theremin as soloist with the Cleveland Orc hestra, in

0



Cleveland and New York in 1929, with outstanding success.


In

115.

u

1930 a realization of my early drealDs came through.

I

scored, rehearsed and produced together with Leon · Theremin
and 13 other performers, two programs presented at C arnegie
Hall in New York, in. which an ensemble of 14 space-controlled
theremins was presented for the first time.
Space-Controlled Theremin
Each musical instrument displays some character­
istics for which it is known.

The chief characteristics of

the space-controlled theremin is its extreme adaptability not
orily to pitch and volume variation, but als.o to the form of
vibrato.

In this respect it is so sensiti ve' that the

pleasantness or beauty of tone largely depends on t�e
performer.
·

..

In order to obtain a "beautiful tone n on this

instrument the performer must know what physical character­
istics make a tone "beautiful".

These can be briefly described

as a combination of the vibrato frequency with the depth of
vibrato, i.e., the pitch variation between vibrato points.
As thip text is meant for the composer or orchestrator, there
is no need to elaborate on this matter further.

In 1929 I

wrote "A :Manual for Playing Space-Controlled Theremin", where
these matters are discussed in det ail.

See also "The

Acoustical Basis ofOrchestr ation" described in this theory.
Pitch on the theremin is controlled by the right
hand, which is moved toward and away from a vertical rod
(antenna).

The spatial dimensions of pitch intervals vary .

with respect to total space range, which is adj ustable either

116.
indiv idually or for each performance.

In other words,

pitch is varied within the spatial boundaries of the electro­

magnetic field.

Depending on the stature of the performer

and the length of his arms, spatial range may be practically
adjusted (tuned by a knob control) somewhere between one and

three feet.

The electromagnetic field can be imagined as a

three-dimensional invisible fingerboard.

It is so sensitive

that a slight move on the part of the performer affects the
Spatially, intervals contract with 'the increase in

pitch.

frequencies, i.e., moving the hand toward tl\e right antenna

(which is a physical generality; it works the same way on the

C

regular fingerboards, air columns etc . ) .

Not having a fi.xed­

length f.ingerboard, the thereill:inist faces, as it proved itself



to be the case in many individual instances, a greater

difficulty in pitch control than any string-bow performer .

Yet some performers, who were not even professionals on any
instrument, could master the pitch-control problem in about

two weeks.

Their reaction was that you control pitch mostly

by "feeling of distances", that you play as if you were


singing.


I am not offering any description of the basic

timbre of this instrument, as each model had a timbre of its
own.



Cj

Vaguely they all resemble somewhat a combination of a

stringed-bow instrument (w�en bowed), at its best, if not

better, and of an excellent human voice singing everything

on the consonant "m", which or course has its own basic

/

117 .

acoustical characteristics.
The left antenna of this instrument serves the
purpose of controlling the volume.

The left hand moves

vertically toward (decrease of volume) or away from (increase
of volume) the loop-shaped left ant enna.

The intensity range

can be also spatially adjusted by turning a knob, just as in
pitch-control.

This permits any degree of subtlety in

varying the volume, similar to the right antenna with respect
to pitch.
Playing this instrument is a task in human coordination of both hands and arms, moving through two spaceooordinates.

It would b e just to say that this instrument

is much more delicate and sensitive than any human being who


has played it until now•
People with good coordination and sufficient sense
of relative pitch turned out to be better performers than the
eminent musicians. · Leon Theremin and his assistant, George
Goldberg (also an engineer), proved this to be so.
The composer can have at his disposal the entire
audible range, if necessary, and any volume, as sound is
amplified electrically.
All forms of attacks are available�
Space-controlled theremin is a monodic (i.e.,
producing a single tone at a time) instrument par excellence
and, therefore, particularly suitable for broad sustained

u

cantilenas, pedal points, etc.

Rapid passages of any kind



118 .,
can be executed by an accompli shed performer at speed

comparable to that of an oboe.

One of the first models of this instrument had

a knob contact for producing attacks.

By pushing the knob

by a finger of the left hand abruptly, one could produce the
most abru.pt forms of staccato, following at any desirable

speed.

The Philadelphia Orchestra, through the

initiative of Leopold Stokowski, its music director, used a
specially built modei of theremin.

This instrument served

the purpose of coupling and reinforcing orcl\estral basses of
various groups.



en immense volume amplification •



0

It had a pure (that is, sinusoidal) tone and

It is best not to compare the theremin with



any other standard orchestra instruments, but to look upon it


as the first instrument of the com ing electronic era of music,

having its own characteristics and being co�ceived and

designed along entirely new principles of sound-production

and sound-control .
dynasty.

It is the first child of the electronic musical

Its first model dates back to 1921, when Leon

Theremin demonstrated it in Moscow before a conference of
electrical engineers and inventors.
its early experimental stage.

At that time it was in

In the U . S. A. it was manufactured by R. C.A.

Manufacturing Co., Cam den, New Jersey.

I

119 .

Fingerboard Theremin

u

This instrument was designed and constructed with

the purpose of supplying violinists and • cellists with an

electronic instrument, which they could learn to play in a
very short time.

Some violinists and 'cellists played it


with great success.

This instrument • s main part is a cylindrical rod,

about as long as rcello 's fingerboard .

While being played,

The part which

it is held in a position similar to 'cello .,

is touched by the fing ers of the left hand (to which procedure
'

all tt1e string-bow performers are accustomeq.) is covered by

celluloid.

Production of tone results from the contact of a

finger with the celluloid plate.



'

similar to that of a •cello.

Thus pitch-control is very

Volume is controlled by a

special lever , resilient and operated by the right hand.,

The higher the pressure upon the lever, the louder the tone.

This form of dynamic control allows not only gradual variations
of intensity but also accents and sforzando-piano.

All forms

of attacks are available by direct contact with the fingerboard.

Though the manner of playing this instrument more

resembles rcello than violin, violinists found it as easy to

play.

The range of this instrument is adjustable, i . e.,

the same model can be tuned in high or low or both registers.
The tone-quality of the fingerboard theremin resembles an

u

idealized 'cello tone (i . e . , one which is deprived of

inharmonic sounds, which usually result from the friction of

120.
horse hair over sheep r s guts, w hile bowing) and is more of
a constant than on the space-controlled model.

Tl1e usual

type of 'cello vibrato gives perfectly satisfactory resµlt.

The basic timbre is quite close to the double- reeds (nasal) .
Of course timbre and other characteristics of

this instrument could be easily modified.



Some engineers in

Europe, after Theremin, constructed similar instruments whose
outer design resembled violin, 'cello and bass. Of course

Leon Theremin thought it very funny, because the dimensions



and the shape of an electronic fingerboard ,instrument have

nothing to do with its range or registers. '

The fingerboard theremin is a monodic instrument.

u

One of the advantages of having such instruments



in t he orchestra is tone-quality, w hich can be suggested to

an engineer or a manufacturer ; another, is its range which

offers a great economy: a passage, star ting on the - •celli
and transferred to the violins, can be executed on one

instrument and by the same perfor mer.
Keyboard Theremin

Keyboard theremin is a monodic instrument, w it h

a standard piano keyboard.

It is a dir ect predecessor of

the solovox, manufactured by the Hammond Organ Company today.
Physically, though, solovox does not belong to the first sub­

gr oup, as piano strings, electromagnetically inducted, are
t he original sound-source.

Keyboard theremin, ·on the other

han d, physically operates on the same principle as other

121.

theremin instruments, i.e., variation of capacity of an
electromagnetic field.

This instrument was designed with the purpose

of supplying the keyboard performers with an instrument

which they could play without any additional training, yet
to have an instrument possessing at once $Uch features as

economy of space, any pre-conceived tone-quality, well

expressed forms of attack, .regulated forms of tremulant,

fading effects with vibrato automatically performed (like the



Hawaiian guitar) , automatically preset var1-ed degrees of
staccato etc.

The business end of the Theremin �nterprise was

not properly handled.

·U



As a result of this, there are not

man·y space-controlled models to be found today, only a little

over a decade since they were built, not speaking of the

fingerboard and the keyboard theremins, of which there are

very few, i f any, left,

Leon Theremin built a number of other electronic

instruments, among them various types of organs with micro­

tuning and variable timbre-control (in the design of which I

participated) , but these instruments mostly served the

purpose of �esearch and have never reached the attention of

the public at large.

The purpose of my directing the attention of the

composer to these short-lived models is to show where lie

the future stages of the field of orchestration, as there has

122.

never been any doubt in my mind that the present standard
(non-electronic) instruments will be soon outmoded and

substituted by the perfected electronic models.

In this regard the composer will be confronted

with new approaches and techniques of orchestratio n.

He

will have to think acoustically and not in terms of violins,

clarinets, trumpets etc.

So this is just a note of warning.

The second subgroup of electronic instruments

uses conventional sources of sound (strings, bars,

oscillating membranes etc.), but they are �cited by means

of electromagnetic induction and amplified through a loud-

speaker system.

u

While Theremin•s models were entirely revolution­



ary and constituted a decidedly radical departure from all

the existing notions of designing musical instruments, the
'

instruments which I refer to as the second subgroup are

decidedly a result of compromise, lack of vision and immediate

commercial considerations.

It will be just to say that the

theremin instruments are more refined as an idea (and · for this
reason the instruments of the first subgroup, eventually, will

resurrect and last longer, in their future improved forms,
while the instruments of the second subgroup will be

considered too crude in comparison, and will die out the way

the player. -piano.· did, when the perfected radio left no room
for its existence), though not sufficiently perfect in the

actual operation, while the existing models of the second sub-

J

123.
group are well designed and built, are reliable in operation
but are based on old-fashioned and often wrong notions as to
what a musical instrument should be.

The instruments of the

second subgroup: are manufactured and sold on a mass production­
consumption basis.

They are w idely used today, particularly

in the field of radio and dance music.

The instruments of the sec ond subgroup can be

generally named by their old original names, with the addition
of the definitive "electrified".



Thus we can name such models

as electrified piano, electrified organ, el�ctrified guitar, etc .
The history of these instruments leads far back

to Thaddeus Cahill, who constructed, in 1897, the "So�nd

Staves ", a clumsy instrument w ith oscillating membranes,
.
effected by electric current. *

As electronic instrum ents of all types are in an

early stage of their development, and as the present models

may soon become outmoded and obsolete, I shall offer only a

brief description of the models which are most in use today,

and only such a description from which the composer can get

information and ideas valuable per se.

Electrified Piano

This instrument consists of an ordinary piano and

a system of electromagnetic induc tors connected with an
amplified sound system.

There are different designs of this

*For more historical detail see my article "Electricity, the
Liberator of Musi c " in the April issue of Modern Music
Quarterly, published by the League of Composers in 1931
(Vol. 8) •


124.

instrument, but ·the resulting sounds have most characteristics
in co mmon.

piano.

This instrument is usually known as electronic

In the U.S.A. the Miessner piano is more known; in

Germany, the Bechstein (famous firm, manufacturing the best
pianos ever built) .

Some of the electronic Bechsteins are

also in use in the U.S .A.

The main feature of all such instruments is the

conversion of a regular piano into several different instru-

ments.

This is accomplished by a system of various preset

forms of induction.

The two characteristic, extreme forms are:

one, which prolongs the duration of a tone indefinitely and
can even increase the volume of it after the respective key
has been released and another, which has a preset form of



quick fading, the sound o� which resembles harpsic hord.

There

are usually various intermed.iate effects between these two
extremes.

At the same time this instrument can be used as

before it was electrified, which is of a great practical

adv antage.

Any accomplished pianist or organist can master

this instrument in a very short time.

Solovox (manufactured by the Hammond Organ Co.)

Solovox is a monodic instrument, devised in a form

of piano-attachment.
electrified piano.

In fact, it is a monodic version of an

The _purpose of this instrument is to

execute melody of a durable and, if desirable, tremulant tone

directly from the piano (with the right hand playing the solovox)

and have the accompaniment played by the same performer, on the
same piano (with the left hand). Whether such a combination is
desirable, is a different matter. But this will be discussed in
"Acoustical Basis of Orchestration".

)

125 • .

Lesson CCLXXI.

The Hammond Organ

This instrument (manufactured by the same company;
designed by Lawrence Hammond) is the most universally
accepted of all the larger t"ypes of electronic musical instru­
ments. Hammond organ is a fairly complex piece of electrical
engineering, without being bulk y.
The name "organ n is applicable to this instrument
only insofar as the producti on of durable simultaneous sounds



is concerned. Otherwise, every organist or any experienced
musician can tell without seeing the instrum�t, whether he
hears a pipe-organ or a Hammond "organ" . . There is undoubtedly

u

a general difference of all tone-qualities and particularly of


the pedal, when this instrument is compared with a " real"
organ.

The term "organ" and the insistence of the Hammond Co ..

on the fact that this instrument substitutes the real church
pipe-organ , witho ut taking up as much space and sold for less
money, was influenced by the sales policy.

This company

simply expected to sell most of these instruments to cathedrals,
churches and chapels.

It turned out to be somewhat of a joke,

as this instrument approaches closer to theatrical organs than
to chur�h organs (particularly with a special tremulant speaker
which, by the way, is not manufactured by the Hammond Co .. ) *
Today dance music and "swing" is universally
played on this instrument and the c ompany, obviously, does not
obj ect, so long as it sells.
¾-Vibratone, manufactur·ed by
Brittain SoundEquipment Co·. , Los Angeles

126 ..

u

There are c ertain basic principles upon which

this instrument is designed and built and they are important
for the c omposer to know.

The following information is not available else­

where, as it would be detrimental t;o Hammond Co. to disclose



such facts •

The first problem is concerned with the fact that

· o und like a pipe-organ, in its tone­
this instrument does not s
qualities.

There are two reasons for this.

One, that it is

due to the type of speaker and the whole sound
system, whic h
'
do not permit the high frequencies (the real \partials of a

tone) to come through .

I verified this fact by connecting the

Hammond speaker with a turntable.

,

sound completely "muffled".

Good high fidelity recordings

The second reason is that the

Hammond instrument is not designed to include certain inharmonic

sounds, which are the constants of many organ pipes.

Whether

such inharmonic sounds are desirable per se, is another matter.
The second problem, which in its causes is

inseparable from the first, is concerned with the fact that

this instrument does not sound like a pipe-organ, in its
emission of sound.

While in the case of a pipe-organ, the

emission of sound is not instantaneous (partic ularly speaking

of the old church organs) , due to the nec ess ary time interval

required by transmissio11 from the keyboard of the console to

the pipes and then to the ear of the listener, in the case of

Hammond organ the transmission of sound is instantaneous, due



127 ..

t o the speed of electric contacts ..

This p articular character­

istic adds one advantage to the Hammond organ, namely, the

hard staccato of extreme abruptness.

Organists complain that

on the Hammond instrument "the sound appears before you t o uch
the key".

The two problems are closely interrelated.

The lack of real high partials on this instrument is due to

the fact that the mech anical design of the Hammond organ does

not permit the use of better speakers and of a better sound
system, as the high-frequency response woul-d make the key-

c ontacts audible (they w ould click loudly) •.

''

Hence, the

"muffled " tone, as the better of the two evils.

The speed of sound transmission could be ea sily

mo dified by a special mechanism of delayed action.



The

inharmonic tones co uld be introduced electronically (such

devices were met with success in the electronic instruments

of the first subgroup type built by Dr. Trautwein in Berlin,
in 1928).

The necessity of br ingi ng about such a

discussion is caused by the fact that there is too close a

resem blance between the Hammond and the pipe-organ and not in
favor of the first .. . While the space-controlled theremin has

a superior tone-quality, when compared with any violin or

'cello, the Hammond or gan is an inferi or organ, as compared

u

to a good quality pipe-organ.

A valuable factor in applying electromagnetic





128 ..

u

induction to oscillating membranes or revolving d.iscs (as
it is in the case of the instrument under discussion) is



the stability of frequencies.

So long as the electric

current is relatively stable, i.e . , of a constant voltage,

the instrument, no matter how long in continuous use, remains

in tune.

This is not true of the instruments of the first sub­

group, where w arming up of the tubes eventually affects the
pitch.

The Hammond organ, being evaluated per se and

not in comparison with other musical instruments, must be



considered a valuable self-sufficient or aux.:i.liary instrument.
'
The chief asset of this instrument is an acoustical system of

quality variation.

Hammond organ produces pitches of a twelve-unit



equal temperament in simple (sinusoidal) waves.

These simple

components can be mixed at random at different intensities,

which results in different tone qualities.

The simple

components are called by the names of the nearest tones of
the natural scale.

Each component is controlled individually

and has eight graduated degrees of intensity.
0

The actual

control is executed by pull ¥1g out the respective levers.

There are nine levers corresponding to the nine components of

each tone-quality.



rp1 =

©

@
9

·-·

Figure XLIX.

@
'

-

...,

@

I

129.
The numbers in the circles indicate the enumeration

of levers, as they appear from left to right.

@ corresponds to the sub f'll!ldamental, i.e., one octave

@

below the fundamental;

the subthird harmonic, i.e., one octave below the third
harmoni.c;

@ the

fundamental;

@ the second harmonic;



© the third harmonic;

@ the fourth harmonic;

....

ff) the fifth harmonic;

u

@

the sixth harmonic;

@ the eighth harmonic.

,

,

We shall consider such a set to be an acoustical

system of components for production of one tone-quality at a

time.
•,

All present models have two such systems for each of

the two manuals •

A special two-lever (two-component) sy stem

(the fundamental and the subthird) controls the pedal.


Once the levers of one sy stem are pulled out into

a certa in preJU'ranged position, such a position mechanicall�

corresponds to a certain push-button.

That is, the pre­

arranged combination, produc.ing a certain tone-quality, can be

obtained instantaneously, by pushing the corresponding button.

On the model E of Hammond organ the two systems correspond to

u

push-buttons 11 and 12.

The enumeration of push-buttons is

the same for both manuals�

130 _.

All other push-buttons, enumerated from 1 to 10
control pre-set combinations ..

The pre-set combinations are

the most common stops of a church pipe-organ. However, these
too can be rearranged, by changing some of the wire connections
w ithin the conso le.
The total number of tone-qualities for each manual
individually (which would also absorb any of the pre-set
combinations) equals the sum of all combinations by 2, by 3,

• • • • by 9 out of nine elements (corresponding to nine levers) •



according ,to the different
Each combination can be modified


"

positions of intensity for each lever (of wruch there are
eight) .

Thus if it is originally one-lever setting, each of

such settings has to . be multiplied by 8.


9 • 8 = 72 one-lever settings.

There are thus

For a combination of two l�vers,

the value 8 must be squared; for a combination of three
levers, the val ue 8 must be cubed etc.



There is no need in making a complete computation
of al l tone-qualities thus obtainable, as it would take
several centuries to play the m thro ugh. However, fro m a
musical standpoint (i.e., fro.m the standpoint of imperfect
auditory tone-quality discrimination) there are not so many
really distinctly different co mbinations, as many modifications
of the same combination sound quite similar to the ear.
Though components of tone-qualities on the Hammond
organ are not real harmonics, but the tones which approximate

0

them in the twelve-unit equal temperament, the very principle



1.31 .

of composing tone-qualities from elements and not from

complexes (like the timbres of standard instruments) has a

great educational value for any student of music in general

and for the orchestrator in particular.

Hammond organ is supplied with some controls

adopted from the pipe-organs .

Among these are the various

couplers, the dynamic control swell-pedal, the tremulant­

control, the "chorus" etc.

The range of model E is from .£.

of contra-octave to f::f of the fourth octave (it has the­

frequency of approximately 6000 cycles and �or responds to

f
@
for f of the first octave on the keyboard, which
lever

pitch is half-an-octave higher than the highest piano .£.) .



Besides being a very diversified self-sufficient



instrument, Hammond organ is frequently used in small instru­
mental combinations to supply the missing timbres.

The composer will make the best use of this

instrument by acquiring the viewpoint upon Hammond organ as

an instrument whose specialty is production of controllable
and highly diversified tone-qualities, combined with

sufficiently versatile forms of attacks and an enormous

dynamic range, without sacrifice of dynamic versatility.

The Hammond organ keyboard has a very light action,

which permits the production of rapidly repeating tones.
In order to help out the orchestrator with a

method by which he could find the basic timbral families out

u

of the enormous number of possible combinations, I have devised


I



132 r

0

a simple system by which such families can be instantaneously
arranged and easily memori zed.

Thi s system is based on the

patterns of intensity of the different components in relation

to their lever-scale position (which approximately corresponds

to the frequency position) .

The Scale of Basic Tin1bral Families
on the Hammond Organ
Figure L,

Families:



Patterns:
....

1. Uniform intensity of all

participating components

0



2. Scalewise increase of intensity

of all participating components

3. Scalewise decrease of intensity

of all participating components

4 . Convex arrangement of intensiti es
of all participating components

5. Concave arrangement of intensities
of all participating components

0


*] I'(7J!JP

� :s-

l



3 I• $'



? 1

......

133.

C

6. Selective pattern of partials of
uniform intensity based on odd-

numbered levers.

7 . Selective pattern of partials of

uniform intensity based on even­

• • •

••

- -- numbered

levers.



This system helps the orch estrator to associate




timbral families with the corresponding sea�� of visual

patterns:

u

__? �
c=�
� lii.rvvJ 'ui..r-u-ul

, --1 ,:::::::::�J LC:::::='
� c


The description of these basic qualities in verbal

adjectives is highly inaccurate.
eliminate it altogether.

For this reason I shall

The best way to get ac quainted with

these timbral families is by practical study of this system

of timbral selection at the instrument.

This practical study

variations within each timbral pattern.

For instance, the

should be accompanied by further investigation of the dynamic
second family may vary t�e angle representing intensities:



-===:::::::::JJ

<::-:::::I �

etc., or the fourth fa mily

may modify the form of its convexity:

0



""""-=--:::::==>>

,;;,::::
___
;;;,

'-.:..:
.___
7

etc.

.,

-

1

This study will be of extreme practical benefit
to any composer or orchestrator, and particularly in view . of
his study of this Theory of Orchestration .
The Novachord
The Novaehord, another Hammond development, is a
keyboard electronic instrument, on which simultaneous sounds
can be produced .,

The name again is misleading, as "chorqan

means · nstring", and of course there are no strings on this


instrument. Here again probably purely commercial consfdera�

•;

... tions� broug�t about the implication. that this instru ment i� a
new version of harpsichord or clavichord.

�en its body looks

quite antiquated; though, of course, the design of the body
has no effect upon the sound, as it is an electronic instrument.,
Novachord has the range of a combined stringed-bow
group.

It has one keyboard of the piano type.

It is supplied

with numerous timbre-controls and attack-controls.

This

instr ument can be j ustly considered an improved and developed
version of the keyboard theremin.

One of the specialties of

Novachord are the attack-forms, where the period of fading can
be automatically pre-set.

The forms of vibrato can be also

automatically controlled.

Dynamic variation is controlled by

pedal .,
The timbres of Novachord resemble more closely
(due to the selective system of attack-forms) many of the
standard orchestra instruments, some of them being of such a
high quality, that only the very best performers on the



135 .
original instruments can rival it�

Novachord is a very valuable instrument for

substitution of the missing standard instruments in an

ensemble or orchestra.

As a self-sufficient instrument,

which it is meant to be, it is not quite satisfactory.

The .

reason for this is that it is a simultaneously monotimbral

instrument: only one tone-quf:}.lity can be produced at a time.

As the result of this c haracteristic, melody and accompaniment
sound in the same tone-quality and, in addition to this, at

the same volume.

Thus, when melodY is played with an

accompaniment, it can be singled out only by one means: by

playing the accompaniment staccato •




136.



Lesson CCLXXII.
PERCUSSIVE INSTRUMENT
S
We shall adhere to the following definition of
percussi ve instruments: all instruments, where the source
of sound is a string, a membrane or a bar (often built of

-

different materials and used by direct attack and not by
electromagnetic induction) , b elong to the percussive group.
As a consequence of this characteristic, all percussive instru­
ments have a naturally (and automatically, unless extended by
some special devices) fading sound.

Therefore the period of

fading is in direct proportion to the intensity of sound, i .e . ,
to the amplitude of its attack.

u

As all the inharmonic (i.e., noise producing)


instruments will be described as percussive instruments,
though some of these really are not percussive, one distinction
must be made clear: while basically sound on · the percussive
and inharmonic instruments is produced by attack, it. • is also
.
produced by friction.

For example, any drum can be played - not

only by a stick or a hand attack, but also by rotary motion· of
the palm of the hand over the skin of the drum.

The same

concerns the rubbing of surfaces of ·the two emery · boards, etc.
Some of the instruments known as self-sufficient,
will be described here specifically as orchestral and, there�
fore, CQ�ODistic instruments w Particular attention will be
paid to their percussive possibilities, which are so often
neglected.



137.
Percussive sounds of the instruments, which

originally are not meant to be percussive (such as stringed­
bow instruments, when played pizzicato, col legno etc. ) ,

will be discussed in the Technique of Orchestration, in the
chapter devoted to the Forms of Attacks.

We shall classify all percussive instruments into

four groups:

Group one, where the source of sound is a string or a bar
(in metal or wood) ;

Group two, where the source of sound is a .,.metal disc;
Group three,
Group four,

"

"

"

"

"

"

materi als.



,,

"

,,

11

is a skin membrane;

are various other

fl-roup_ One
Piano

Piano (grand and upright) is a self-sufficient

instrument, most universally used in our musical civilization.
The range of a piano varies from concert grand manufactured
by Bluethner in Germany (whose range extends itself from g

of the subcontraoctave to £ of the fourth octave) to .Alllerican

made five-octave miniature uprights.

The standard range,

however, can be considered 7 1/4 of an octave, which

emphasizes 88 keys (it extends itself from � of the subcontra­
c of the fourth octave) .
octave to -

Timbre of the piano, strictly speaking, cannot be

uniform, as its strings are made of different materials,

138 .,

differently shaped and attacked by somewhat differently
designed hammers.,

The upper register and the middle reg ister

consist of straight steel strings used for each tone in groups
The middle-low and the low r egisters have coiled

of three.

copper strings coupled in pairs.

The lowest register has

single copper strings for each tone .,
It is to be remembered that p iano is a strictly
percussive instrument, as strings are excited by the stroke
of a hammer.

The ton e of the piano fades out very quickly,

as the oscillograph shows.

It is our cultivated auditory

imagination that extends the duration of a piano tone.
Physically, a piano tone has a sharp attack and quick fading .
The right pedal being pressed extends the duration of a tone,


as this releases the string, permitting it to vibr.ate.

This,

however , does not exclude the fading of a t.o ne, merely
extending the time period of the fading .

In musi cal terms

this can be stated as : the diminuendo is a constant of a
piano t.one.
Piano gets very quickly out of tune because its
system of double and triple strin gs for each tone makes it
physically difficult to maintain perfect unisons.
We had the descript io� of piano possibilities in
the Theory of Instrumental Forms.

Here we are primarily

concerned with the unconventional uses of piano, as percussive
and coloristic orchestra instrument.

u

Igor Stravinsky made an interesting use of four

139 .,

pianos combined with an ensemble of percussive instruments

'

in his "Les No ces".

The real use o f piano as a percussive instrument

comes mainly through the explorations of Henry Cowell, an



American composer, who himself is an excellent exp onent of
Cowell has developed an exact and

his own techniques.

thoroughly developed sys tem of playing piano with the forearms
and fists.

Har�onically this device necessitates the use of

"tone-clusters" (Cowell's term).

Under such conditions piano

is capable of producing an amazi._ng volume, , uncommon to this
instrument .

My record library includes my own recordings of

various Cowell devices, as they appear in his own compositi. ons

performed by himself.
market at present.

Unfortunately these are not on the

There is, however, one Victor record of

Ravel's "Bolero" arranged and played by Morton Gould .,
arrangement Cowell's forearm technique was employed.

In this

For

more details on this subject see: Henry Cowell: "New Mu·s1cal

Reso�roes", published by Norton •

Outside of this specialized field of piano

execution, rapid alternating tremolos of both hands and

using three or more . fingers in each hand can be used very
effectively as a percussive device.

Another device, which Henry Cowell uses, and

which is generally not unknown, consists of plucking the

strings or sliding over them (with the right hand) while

0

pressing the keys silently {with the left).


Sliding over a

I
140.

u

group of strings permits the sound to come only from such
strings whose keys are pressed.

harp-like tone.

This produces a delightful

Henry Cowell has also developed a highly coloristic

effect which, so far as I know, he is the only one able to
execute.

It consists of sliding over the strings (in the

back of the piano ; somebody has to press the right pedal down
continuously) and sometimes plucking them.

The sliding is

done across an individual string and produces a most fantastic
character.

Cowell often touches the nodal �oints of a string

in order to get harmonics.



He holds the strl.ng at a knot with
He has s- o me compositions,



one hand and alides with another.



device can be used with great success for wind and storm

like nBansheen, entirely written for this technique.

This

effects, as well as for fantastic and ghost- like effects.

The use of regular piano harmonics was made in

Arnold Schoenberg ' s and my own compositions.

Harmonics are

particularly interesting as a variable timbre effects.

By

silently pressing a key (or a group of keys) which corresponds

to the respective harmonic and by striking the fundamental (or

a group of fundamentals) we obtain an actual harmonic.

This

is due to the sympathetic vibrations of the open string in

response to the partial vibrations of the fundamental (which

is executed staccato).

The effect is that of an abrupt

attack, followed by an extended fading harmonic.

It is very

interesting to note that under such conditions each harmonic
has a different timbre.

-



141 ..
Example:

Figure LI.

Cases (a) and (b) in the above Figure have

different timbres�

Higher harmonics (preferably the ones

which are used on a trumpet) can also be use4.

Piano is also capable of producing vibrato (in

single to11es or chords) .

Not the imaginary vibrato, where

a pianist is vibrating his finger while pressing the key

,

(which is physi cally meaningless, as after the hammer strikes

the string no manipulation of the key has any effect upon the

string), but- a real physical vibrato by pitch.

This is my own device at which I arrived by the

following way of reasonin g.

If we silently press the eleven

lower keys (which is very easy tQ do with the palm of the
left hand) , then any keys we strike at an interval of an

octave or more would stimulate the respective partials on the
lower open strings.

As the actual partials slightly differ

in pitch with the corresponding keys we strike, those


differences in frequencies produce beats, i.e . , vibrato by

pitch.

I used this device ,Jith great success in the piano

part of my Symphonic Rhapsody "October".

All sounds must be



142.

u

produced either portamento or staccato.

They come out with

special prominence on a concert grand piano, as there the
strings are correspondingl y longer ·and, for this reason,
their partials -- louder.

This device oan be appiied either

in long durations or in rapid arpeggio .passages.

effect pedal shall not be used.


For this

Piano can be turned, for some special effects,

into a harpsichord and other plucked instruments .,

For these

effects, it is necessa•ry to use paper (particularly wax-paper),

placed right on the strings .,

When the hammer strikes a string

covered with paper, it produces a buzzing effect.

u

For a more

drastic percussiveness plywood boards may be used instead of

paper�


I made use of the latter in my background music to

"Merry Ghost ", which is a Japanese play by Kitharo Oka and

where this -effect was used to produce a sound resembling

shamisen (a Japanese pl ucked instrument) .

Finally, piano can be used as a sympathetic

resonating (echo) system.

Piano, when its right pedal is

pressed, is able to reproduce sympatheticall y any sounds

which are in its vicinity, i.e., any such sounds whose air
waves can reach the strings with sufficient intensity.

This

concerns both the harmonic and the inharmonic (noises) sounds.
Whistle into the piano and the response is the

same pitch and the same tone quality.

u

sound continues as echo.

This device can be used specifically

as an echo generating device.


Sing, and the same

It is a natural phenomenon

I

143 .
based on the physical pattern-response.

before any animals inhabited this planet.

It existed in nature

claim on discovering the echo.

Nobody can lay any

I suggested this device to all my students of

orchestration, and it was Nathan L. Van Cleave who effectively
used it in the scores made for Kostelanetz orchestra.

This

device can be utilized practically, in the alternation of

staccato of an instrument or a group of instruments (preferably identic;µ ones) and its echo; both should follow in

uniform durations.

Figure LII .





PtAlfo Ee.Ito

too fast.

The alternation of such durations must not be
Many spectacular effects in orchestration can be

achieved by a combined use of these piano devices.

Harp, Novachord, Harpsichord, Guitar, Hawaiian

Guitar in many cases may be looked upon and utilized as


144.

percussive instruments.

This consideration does not require any

additional description.

Celeste

Celeste ("divine") is a keyboard instrument

with soft hammers striking metal bars.,
of precious and semi-precious metals r

These bars are made

It renders this instru­

ment a tone unsurpassed in delicacy and tenderness.

The most common design of this instrument



includes four octaves (the small, the middle, the first and
the second, usually starting from £) •
Figure LIII .





••

..Q.

,

The parts for this instrument are written on a

two-staff system, the sam e as piano.
and treble (G) clefs are used .

The standard bass (F)

It is a miniatu re self-sufficient instrument, on

which melody, harmony or both can be executed simultaneously.

Chords in their various instrumental forms are frequently

used on celeste, as it produces a very delicate accompaniment

suitable to melody played on the flute, the clarinet (particu­

0

larly the subtone) or in a combination with the harp.


-

145 .

u

This instrument may be looked upon as a still

more delicate version of chimes.

It can be employed only

in transparent (low dens ity) textures and amidst low dynamics
(p, pp).

Debussy and Ravel used this in strrument extensively

in their scores.

Chaikovsky made some effective use of it in

his "Nutcracker Suite".

Glockenspiel (Orchestra Bells; Campanelli)

This in strument is known in two basic models: the

hammer and the keyboard types.

The hammer orchestra bells are played somewhat like

the xylophone, i.e., by striking the bars with two hammers
(usually made of wood) held in both hands.

The bars, of semi­

precious and common metals, are built-in into a portable



closing box.

The bars are arranged in two rows, similar to

the arrangement of black and white keys on the piano.

Often

even the musical names of the individual pitches are engraved

on each bar.

This makes it very easy for the performer to

strike the right bar.

chromatic instrument.

design.

Glockenspiel of both types is a

The keyboard model is of the piano

This instrument has a superior tone-quality than

the keyboard model, which is clumsy and produces a less
brill iant tone.

Generally, the tone of this instrument is a

harsher ver sion of the tone of a Celeste.

The attacks, due

to unsoftened hammer s, are more pungent.

u

describe it as a "metallic'' timbre.



Some musicians

. .·

.

..

146 .,
The range commonly used for both models of
orchestra bells is as follows :

Figure LIV.

-

-

J

I,

,

-

0

Pa r. t·s are usually written on one staff, in treble
clef, but can be written, when necessary, OI\. two stav,es .,
As the sound of this instrument has a relatively
long durability, it is not desirable to write rapid passages,
unless sue� passages represent instrumental form s of one
harmonic assemblage .,
It is to be remembered that Glockenspiel is one of
the most commonly used instruments ..
Its brilliance is due to the dominance of high
partials.

Chimes (Campana)
"Campana" means bell s ; the English term is

"chimes" .

This instrument is used in large orchestras and

has a group of cylindrical metal bars suspended from a frame,
The bars are struck by a large wooden hammer (sometim es two
hammers are used).

This instrument has the sound of the

church carillion and represents the more compact version of

u

the latter.



It is used for similar climactic or jubilant

....... .
-•:

..

147.
episodes, or, in some cases, for stimulating associations

with a real carillion.

The carillion, of course, is a to tally different

instrument, consisting of church bells and bars and played
by fists, striking specially designed large keys.

Chimes usually have a set of bars covering one

-

c to o.
chromatic octave from -

The parts are written in the

middle octave, in treble qlef, but have such dominance of

higher partials that, strictly speak�ng, their pitches do

not belong to one particular octave.
blend with the brass instruments.

Chimes make a good


Church Bells

This instrument is actually a group of several



suspended church bells, matched in their pitches for each

individual score.

Such a set was used in Chaikovsky's

overture "1812", where the church bells represented some of

the standard Russian-Orthodox carillions and conveyed the

idea of jubilation over the retreat of Napoleon Bonaparte
from Moscow.



148.

'

Lesson CCLXXIIIt

Vibraphone (also known as Vibra-Harp)

A relatively new instrument, designed and manu­

factured in the U.S.A.

It is widely used at present in

practically every dance-band.

There are already several

very eminent virtuosi, who appear as soloists with the dance­

bands and small ensembles playing dance music (Adrian Rollini,
Lionel Hampton and others).

This instrument is built on the general principle

of xylophone, but its bars, of quite large ...size, are made of
metal, have resonating tubes under them and ''8.Il extension of

tone.

The latter is achieved by means of electromagnetic

induction (which not only extends the durability of the tone,

(j



but also supplies it with an automatic vibrato by intensity)

and is controlled by pressing a special pedal, built for this
purpose.

This device permits the execution of various dynamic

effects, like sforzando-piano.

Vibraphone has a rich "golden" tone and differs

from chimes in its timbral components: it has some similarity,

in its basic timbre, with the "chalumeau" of the
. clarinet •
Vibraphones, depending on their size and price,
vary in range.

following range.

u

Large concert vibraphones usually have the
Figure LV,

• •

-�

II
'

..



149 •

This instrument is played by special hammers,

often even of a different design ( to achieve d-ifferent

Some vibraphonists hold two, three and

types of attacks) .

even four hammers in each hand. This permits to execute

some self-sufficient solos in block�harmonies, following one

another at a considerable speed.

Marimba an� Xrlophone

Marimba and xylophone are essentially the same

kind of instruments.

The difference between the two is

chiefly in the resonating cylindrical tubes which are part
of the marimba and are absent on the xylopho'ne.

Both types

have the same kind of wooden bars and are played with the

u

special hammers.


Xylophone is more traditional with the

symphony orchestras, while marimba is more used with the

dance-bands.

It is interesting to note that many truly

primitive African tribes use the marimba, i . e . , even they

have arrived at the necessity of a resonating medium. The

resonating tubes attribute to the marimba a richer and a

more durable tone.

The music written for this instrument as a

participant of a dance band is considerably more complex

technically than the parts written for the xylophone in
symphonic scoring .

One of the reasons for this is that in

symphony orchestras one of the percussioners plays the :xylo­

phone part but he is not expected to be a xylophone virtuoso.

0

In the dance bands, quite to the contrary, the marimbaist is


,

J

150.
a specialized soloist (often also playing the vi b�aphone)
and is even capable of handling two, three and even four
hammers in each hand.

Some of such virtuosi handle the xylophone or

the marimba as a very delicate instrument.

This is accom­

plished by the use of special soft hammers.

Some of such

performers give a very refined rendition of Chopin's piano
compositions.

One of the very versatile xylophonists even

built a dance band around the xylophone as ' a leading solo

instrument.

H.is name is Red Norvo, and the 'recordings of
>

his performances are available.

,

· The range of the xylophone and of the marimba

In writing fo� symphony orchestra, it is best to

varies.

adhere to the following range:

Figure LVI .


I)



I,,

,

I

.,

J
0

In writing for the xylophone or the marimba

used in the present American dance-bands the range can be

extended as follows:

0





151 .
Figure LVII,

-e-

I



./

..

/

,

0

Full ·chromatic scale is available in both cases ..

The alt ernate tremolo (like the plectrum tremolo

on the mandol in) of both hands on the same bar (which is

equivalent to the same note) is a common way, of playing long

notes on this instrument .

G

to sound staccato ..



All shorter durations are bound

It is an excellent instrument for

execution of IS2p in any form and at practically any speed.
Glissando either over the naturals (c, d, e, f,

g, a, b) or the sharps (cf, df, ff, gf, af) are ano ther

common device on this instrument.

Combinations of both

glissando forms �nd their combinations of ascending and

descending directions can also be used.

Both the xylophone and the marimba have a wide

dynamic range.

Xylophone blends better with the flute,

marimba, either with the low register of t he flute or with

the "c�al umeau n of the clarinet.

Good combinations are also

obtained by using the xylophone with the piano.

Parts for these instruments are usually written on

u

the staff in the treble clef (G) .

In many French scores the

xylophone parts are writt en one octave higher than they sotmd •



152.

The reason for this is, probably, the dominance of upper

harmonics which, in some cases, produces an impression that

a certain tone sounds one octave higher •

Many interesting accomplishments can result

when parts for this instrument. are written with the full
knowledge of the Theory of In strumental Forms.

The following percussive instruments of this

group can be looked upon as more primitive or more

simplified versions of the instruments already described.
Triangle

...

This instrument consists of one 'long metal bar

of cylindrical form and of relatively small diameter and is
bent into an isoseless or an equilateral triangle _ (hence



the name) , not quite closed at its vertex.

It is usually

suspended on a string and is played by striking i t with

another straight metal bar, of about the length of each side
of the triangle itself and of about the same (or smaller)

diameter.

This instrument is a simplified version of a

glockenspiel.

Its high partials dominate to such an extent

that it is considered to be an instrument "without definite
pitch".

Thus, triangle can be used with any harmonic

assemblage whatsoever.

There are only two ways of usipg this instrument:

(1) individual attacks (all staccato) arranged in any
desirable form of temporal rhythm;



153 .,
(2) tremolo, which is accomplished by attacking alternately
two adjacent sides of the triangle.

It is an instrument of a limited dynamic range

(generally mf) but can be made to sound very loud in tremolo .

The latter also offers crescendo-diminuendo effects .

The tone-quality of this instrument is very

prominent and very "metallic".

It blends well with all high registers, as at

such frequencies ton-e-qualities lose their timbral character­

istics (due to weakness or inaudibility of 'the high partials) .
The
parts for this instrument are, written on a


single line.

No clefs are used.

Wood-blocks

Wood-blocks are made in the form of a parallel e­

piped (rectangular solid) or, more frequen tly, in the form
of a spheroid (eliptic solid) .

In both cases, some portion

of the solid is carved out, and the hollowness thus formed

contributes to the resonating quality 0f this instrument.

Wood-blocks are made in different sizes to secure

a selection of pitches, but these pitches are not too distinct.
A wood-block may be looked upon as a simplified

version of xylophone.

hamme rs.

The blocks are struck with sticks or

Often (in dance combinations) an outfit consisting

of three, four or fiv e wood-blocks is added to the usual



combination of traps so they can be handled by one performer •
Wood-block is a purely rhythmic instrument.



154.
However, if a set of several is used, they may be notated
o n the regular five-line staff, where the pitches can be
represented by the closest notes.

Castagnette (Castanets)

Castanets is a n instrument of Spa nish origin, and

in most cases is used in music which is, if not truly Spanish,
somehow associated with Spain.

By tradition casta nets is an

accompanyi ng rhythmic instrument, played by the dancer and
not by an outside . performer.

Castanets are two small hardwood ,plaques (with a

shape of the sole of an infant•s shoe) loose1y joined by a

cord.

They are held within the palm of a hand, wi th the

string put over the middle finger.

The actual execution of

sounds is produced by the fi nger attacks.

Fin-gers strike

one of the castagnets and this, in turn, strikes another.
This produces a clicking and very brilliant high-pitched

inharmonic sound.

I n some cases, two pairs of casta nets are used

(one pair for each hand).

Some of the Spanish and Flamenco dancers are real

virtuosi of this unprete ntious instrument .

It is a highly developed (by tradition) rhythmic

resource i n orchestration and may be looked upon as a
simplified version of xylophone.

It is particularly useful

for animated high-pitched figures, whereas wood-blocks are

considerably lower in pitch and cannot be maneuvered at suc);l

-

155.

a high speed.

The. part of each hand must occupy one line.

Thus for two pairs of castanets two lines must be used.

The advantage of writing on two lines lies in the fact that
it would accommodate many complex interference rhythms,
'
which would still be easy to execute by: · the two hands. It

is well worth while to make a study of the traditional

Spanish castanet rhythms.

Clavis



Clavis is a CUban instrument ,. consisting of two

fairly thick sticks made of hardwood.

one stick with another.

CJ

The performer hits

Both sticks are alike.

This instru­

ment is commonly used today as a rhythmic ingredient of



Afro-Cuban dance forms (Rhumba, Carioca, Samba, Conga etc.)
by our dance orchestras.

The sound of clavis is high-pitched, inharmonic

and piercing.

i

In rhumbas it usually performs the

trinomial (i.e., 3+3+2, 3+2+3, 2+3+3) .

series

The part of clavis occupies one line.

Clavis is ordinarily used with the so-called

rhumba bands, but can be introduced into sy mphonic scoring,

when Cuban. character is present in the music.
Group '.fwo
Gong

0

This instrument comes from Hindustan and China.

It is made in two shapes: a circle or a square (sometimes,




156.

an oblong) .

It is all made out of metal, some of which is

semi-precious and precious.
large in dimensions.
symphony orchestras.

It is usually very massive and

At least this is the type used by the

It is suspended from a frame to which

it is attached at a distance by a pai.r of strings.
Figure LVIII,

II

lI
,

I

,

...

It is the lowest-pitched inharmonic percussive instrument



of the metal disc group •

It is attacked by a stick with a round soft end.

The sound is very rich in its qu&lity and has a great
dynamic range, combined with long durability of tone.
blends well with low register of brass instruments. .

It

Gong must be very moderately used, as it is the

last resource of main climaxes.

Too frequent use of this

startling tone-quality neutralizes its character in the
listener's impression.

If the sound of the gong must be shorter than



its natural fading peried at a given intensity, it is damped
out by the hand.

Otherwise the term commonly used is

written out above the note: "laisser vibrer" (let vibrate).

C

/

157.

u

Fi gure LIX,

C

0

(:

l'

� vi�

0

/

l'

l

l

-

As gong has a slowly fading sound, successive

attacks require a considerable time-interval between them.
Piatti (CYWbals}

Cymbals consist of a pair of disc's of approxi -

mately 18" diameter.
precious metals.



They are made of semi-precious and

Each disc has a leather handle, in the

form of a short loop, , by which it is held,

Cymbals are played in two basic ways:

(1) by striking one cymbal over the other (for louder and

more prolonged sounds, with a certain amount of friction) ;

(2) by making a tremolo of alternating attacks over one

suspended cymbal (which is 1n horizontal position); for

this purpose either hard drumsticks (which . results in

harsher tone-quality and higher-pitch.ed) or kettle-drum

sticks (whieh are soft and render lower-pitched softer

tone).



The range of cymbals, the tone of which c onsists

of rich inharmonic sound-complexes, varies depending on the
form of attack.



When the friction surface is small, the



158.
sound is higher-pitched.
Cymbals cover approximately the range of trom­
bones (exclud ing their pedal tones) and trumpets, with
which they blend very wel l.
Cymbals struck by one another, i.e., cymbals
held in hands usually are not indicated in any way, except
by their temporal values and dynamics.

A suspended cymbal

is usually recognized by the performer, because its part is


written as tremolo (indicated ---.....- over the note).

The use

of hard sticks is marked : colla baghetta da tamburo.

The

use of soft sticks is marked: co lla mazuola '-or colla baghetta
da timpano.
Tti1e standard terminology is notoriously c l umsy.
I recommend to my students to use my own nomenclature,
which is simple and economical, and permits a much more
diversified use of the different types of attack:
a suspended cymbal :
(a) hard sticks:



(b) soft sticks:

--o

two cymbals in hands:

O

I usually make footnotes at the beginning of my
scores explaining the meaning of these symbols.

I made the

first use of this nomenclature in 1921.
An instrument which at once belongs to Group Two
(discs) and Group Three (membranes) is a well known
Tamburino (Tamburin)





159 ..

This instrument consists of a circular wooden
frame over which a skin membrane is stretched, covering one

side o f it. · Thus the form of the membrane is a circle.

In

addition to this, there are small (about 1.5" in diameter)
metal double discs, loosely attached in a perpendicular
position to the frame of the tamburin.

The tamburin viewed

from above appears as follows:
Figure LX.,



,

This instrument, associated with Italian and
Spanish folk dancing, is played by either striking the skin
with the palm, which at once produces a high pitched inharmonic
drum sound and the jingling of the discs (high pitched
"metallic" inharmonic sound), or by shaking the tamburin in
the air (held by the left hand), which produces the j ingling
,

of discs alone, or by producing a n oscillatory frictional
movement o ver the skin, by the thumb of the right hand,
which results in a scintillating t¥pe of tremolo.

Often

these ways of playing the tamburin are combined in effective
dynamic and rhythmic sequences.

A great deal of varying the

attack forms is left to the initiative of the performer.

160.
The parts are commo nly written on one line,

indicating the durations a:nd the dynamics.

Tremol o is

marked as u�al by.: �

Group Three

Timpani (Kettl e-Drums)

Kettle-drums are the first percussive i nstrument

to occupy a lasting place in symphonic scoring.

It was

Josef Hayd n, who i ntroduced them (Simfonie mit P.auckenschlag
[symphbny with kettle-drums]) .

Since that time they have

become a standard ingredient of symphonic �d operatic scoring.

.

...

Kettle-drums are ordinarily usea in groups of

three and four .

u

The origi nal selection of three kettle-drums

usually furnished the tonic, the subdominant and the dominant.

,

Today they are used i n any pitch-group combination that
satisfies the harmonic need.

Kettle-drum consists of a hollow copper hemi­

sphere, with a skin membrane stretched over its equatori.al

circumference.

The tension of the membrane is adjustable,

in other words, kettle drums can be tuned.

This is a.c com­

plished by screwing i n and out the handles (of which there

are several around the skin surface) controlling the tension

of the membr a ne.

It calls for a keen sense of pitch, to

tune kettle-drums, as it has to be done quietly while the

orchestra is playing.

Kettle-drummers (or tympanists)

usually know the parts of th e neighbori ng instruments, from

0

which they borrow the necessary pitch.



The n they tune the

)

I
161.

membranes and try them out quietly, while the orchestra

is playing loud enough before their entrance.

Each kettle-drum produces one pitch at a time.

To obtain many pitches at a time would require as many

•·

kettle-drums.

as 16 of them.

Berlioz used in one of his scores as many

Considering the usual equipment of the large

symphony orchestra, it is advisable not to use more than
four.

In some instances two simultaneous tympanists can be

used, in which case one may count on four or five instruments .



The three standardized sizes, ,usually allow the

tuning ,,ithin the following ranges :Figure LXI.





The total range may be considered practical even

if one semitone 1s added at each end:

Figure LXII,

,...

-


_/

r� r�

162.
Rimsky-Korsakov ordered for his opera-ballet

"Ml.ada" a small kettle-drum, which could be tuned up to

d p of the middle octave.

He c alled it "timpano piccolo".

The contem porary .Amebican-made kettle-drums have

a pedal device for automatic tuning .

This device is

supposed to stretch the membrane at all points at an equal
tension, which is not too reliable in actu�l practice.

The

performers still hav� to rely on their pitch-discrimination.
The tuning of kettle-drums is marked at the

beginning of the score, like this, for in�tance: Timpani in
F, B P, c.

u

When the tuning changes, the peti'ormer is warned

by the composer in advance, as a c ertain amount of time is
necessary for tuning of this instrument (the actual time



period required largely depends upon the performer's

experience and skill).

It is indicated like this, for

example: muta in G, B , D.

Kettle-drums are played (the parts are written

in the bass clef [F] on a regular five-line staff; two

staves can be used if necessary) by two special sticks,
having soft spheroid-like ends.

The whole performance

consists of individual and rolling (i.e ., alternating

tremolo attacks; the latter may affect one or two instruments)
attacks.

This instrument has an enormous dynamic range

and in ff can pierce the entire tutti of an orchestra.

0

c resoendi are particularly effective in tremolo (marked:

Big

163 ..

u

Sometimes, very seldom though, very delicate
sounds are obtained by m uting.

Flannel or other soft

cloth is put over the skin of a kettle-drum .

The use of

such mutes is indicated by: timpani coperti (i.e. , covered
kettle-drums).

To restore the normal effect, "modo

ordinare" is used as a term.
The sound of kettle-drums does not possess too




distinct a pitch.

This is due to the abundance of lower

in.harmonic to nes.

This instrument has a quickly fading

tone.

The pitch, due to the presence of l�w inharmonics,


'

seems to the ear lower than it is writ ten. '



0







164 ..

u

Lesson CCLXXIV,

Gran Cassa (Bass-Drum)
-

This instrument has a cylindrical frame of very

large diameter.

sides.

The skin-membranes are stretched on both

It i s considered to be an instrument without definite

pitch, as the inharmonic tones predominate and all frequencies
are very low.

Bass-drum is usually played by a special stick,

made for this instrument .

The parts are usually very simple,

are written on one line, and consist of merely individual
attacks.

Of course other sticks can be us'ed, an d the

execution of tremolo is also possible ..

0

Some of the bass-drums used by the dance-bands



have a narrow frame and only one membrane •

Bass-drum blends n aturally with low pitches ..
Tamburo (Snare-Drum)

This is the most alert instrument in the entire

third group .

In shape it is the same as the bass-drum; its

size is considerably smaller.

While the bass-d rum is p layed

in vertical position, this drum is played in an almost

horizontal position (there is a small angle to the horizon) .

It is played by a pair of hard sticks, known as drum-sticks.

Snare-drum derives its name from the snares which

are a pair of thin gut strings, stretched across its lower
head and producing a rattling sound .

Sometimes tamburo is used without snares (it is


/

165.

u

quite customary with the dance bands) , in which case this
should be indicated: "no snares".
sounds.

This instrument produces middle-high inharmonic

It has a wide dynamic range.

The speed of rolling is the main feature of

this instrumen t.

Even the equivalent of grace-notes is

often extended into rolls (marked:

fJ

,

i.e ., the small

note is the roll and the large note is the attack).

It is suitable for any intricate rhythmic



patterns which can be executed practicall.Y. at any speed.
'

in America.

The jazz era created many outst'anding drummers
Yet the patterns of their improvised rhythms

are still very one-sided and limited, as compared t o their

u

canni bal colleagues in Belgian Congo •



Snare-drum has al?.rays been in use in all

military organizations.

inherited association.

Its martial character by no,v 1s a.n

The parts are written on one line .

For the students of this system, there are many

opportunities in utilizing the snare-drum as a tw·o-part
instrumental interference medium.

Pango Drums



This outfit usually consists of a pair of drums.



The shape of the frame is a hollow inverted cone (it can be
played on either side) , which at its open ends has skin

membranes .

One of the drums is somewhat larger tha n the

166.

u

other, but there is no fixed ratio .,

Pango drums are

played by hands.

Though probably of Af rican origin, it is widely

used in Cuban rhumbas and conga s.

R.hythmic patterns

executed by the Cuban performers are often extremely
intricate (mostly based on splitting of the

·i

series) .

Pango drums are of ten employed by the rhumba

bands, and Cuban performers are very common.
Tom-Tom

This instrument con si sts of a �mall cylindrical

frame, which is relatively wide for its size.
skin membrane over its frame..

It i s ordinarily used (one or

more) in jazz bands and played with a stick.


It has one

sound blends with the middle regist er.

Its inharmonic

. Group Four

thi s group .,
this group .,

N o instrument can be con sidered standard in

All special sound-effect in struments belong to

There is neither any need nor possibility to

describe all such in struments, as new types are being

deve. loped and

ill troduced

every year.

Some of these instru­

men ts have a brief popularity after wh ich most of them
become ob solete .,

The purpose of bringing sound-effect in struments

to the composer ' s attention is to stimulate his re source-ful­

ness and to suggest that he too c an u se some special
materials for sound effects.,

It is also advi sable for him

f

167.
to study the history of instruments and to attend the

music departments of museums, as this would give him a
proper perJpective and ori�ntation in the subject .

One of the more commonly known instruments of

t h is group is an ordinary sheet of iron (usu�ly termed in

Frenc h: feuille de fer) .

By holding suc h a -sheet at one e
· nd

and shaking it, one obtains thunder-like �ounds.

Single

strokes and tremolo also can 'be executed on a suspended iron
sheet, using t h e different types of standard sticks.

Cow bells are used sometimes as- a musical instru.
ment for .descriptive music of bucolic c hara\?ter. T he bells

can be either shaken or struck wit h a hard stick.

T heir

tuning is unimportant, as t he use of them is supposed merely
to suggest cow pastures.

Emery boards (I used them in my Symp honic Rhapsody

"October" : to produce a steam engine effect) are used some­
times in symphonic and dance scoring.

Rubbing o f the

surfaces of two emery boards (i.e., sound is obtained by
friction and not by attack) produces a powerful sound.

It

1s an excellent descriptive medium for locomotive or train

effects.

Musieal saw was once very popular.

as an instrument of the melodic type.

It was used

Two methods of playing

were used: striking it with a stick or a small hammer, or

striking it with t he bow (usually a long stroke ending wit h
staccato) .

It is an extremely effective instrument, whose

168 .,

tone-quality resembles an idealized soprano voice and
whose vibrato can be co ntrolled by the performer .,

The

handle is held rigidly between the knees and the end of the

saw is s·appprted by the middle finger of the left hand .,

While the finger presses the end of the saw, the entire

saw bends: the greater the curvature, the hig her th� pitch.

Bow or hammer produce attacks and are held in the right hand.,
�oday composers· begin to use phonograph



records with sound effects (birds, animals and other sounds

of the surroundi ng nature); the latter ar� included as

compo nent parts of a score.

Program and �ackground music in radio and

(j

cinema utilize such recordings and often simply transfer

,

them on a sound-track .,



There is a sound-effect renting record library,

containing any imaginable sound (there are more than 10,.000
The firm is located in New York, but

items now) _effects.

it supplies the entire country.

Human Voices (Vocal I nstruments)

Human voice is one of the original natural

musical instrume nts.

It is by no means sta ndardized .,

There

are too many types of voices and too many ways of using

them.

Each national cul ture has different types of voices

and different D!ethods of singing.

Even different styles of

music within one national culture often call for totally
different manners of execution.

Just to get a bold illustra-



,

169 .,

tion, compare t he bel canto style of operatic vocal art

with the so popular crooning or "torch-singing " of today.

The contrasts in singing of different nations are at least

as great.

Compare, for instance, French folk singing with

Siamese folk singing or with Abkhasian (some of the Black

Sea Caucasian shore; the mythicaJ Jand of Golden Fleece

[Jason D choral singing which has a unique instrumental char­



acter of its own •

Even in the so-called European musical culture

we find such different styles as the Itali{m bel canto, the
'
Russian vocal style (like Chaliapine) , the flerman liedersinging etc.

Then we find such contrasting styles as vocal

jazz ensembles and the plain chant of the Catholic Church.

(_j



No doubt new styles will appear in the future •.

Besides the necessity 9f con sidering all these

stylistic and national differences in the voice as musical

instrument, there are also biological differences and

modifications, which take place as time goes on. One of

such modifications is the appearance of greater differentia­

tion of ranges and characters.

Some time ago there were

mostly tenor and bass male voices.

Later it became necessary

to single out the i· ntermediate type: baritone .

bass-baritones, tenor.-baritones etc.

Nov, we have

Standard parts of the

classical repertoire are not writ ten for them; so they have
to either sing the parts which are too high or too low. for

them, or else look for composeFs who would write for these




170.
new vocal instruments.

Sometimes we also encounter biological aberra­

ti ons producing such voi ces as a lti no, which is not only

higher than the male t enor, but also has a peculiar quality

of its own, not to be confused with a boy • s alto - or a
female ' s contralto _

Rimsky-Korsakov even wrote a part for

an al.tino (the astrologer in ncoq d ' Or") , for which Russia


found only two performers •

There are also other cases of vocal travesti,

like the lrussian Gyps� singer Varia Panina who possessed a
'

'-

genuine barit one; or another Russian singer� Anna Meichi c k,
who had suc h a massive and wide-ranged contralto that she

u

sang the part of Demon, 1n Rubinstein's opera of th,e same

name.

Anna Meichick was the first contralto at the Metro­

politan Opera House in New York for many years.

With all thi s .in view, the problem of describing

standard human voi ces seems to be insoluble.

What the

composer has t o be aware of is .t hat when wri ting for an

oboe, he has a pretty well defined auditory image in his

mind, while when writing for a tenor, he would not know what



he would get in the actual performance •

There are other considerations of equal importance.

one of them i s t he effect of language upon the style of
vocal e xecution.

And this often concerns such important

facts that the very nature of the Italian language (i . e .,, the

type and the di stri bution of vowels and con sonants) makes


-

-



-.

u

17 1 .

singing easy and natural and the artiiculation clear, as
compared to the English language.

A number of good

singers, whose native tongue is English, sing be tter in

Certain English sounds, like th, do not permi t

Italian.

to get a proper air impac t.

On the other hand, · the entire

manner of singing in French, due to i ts phonetic a nd articu­

latory nature, acquire.s a nasal charac te r (on, en, un, in

etc.).

composer.

All this naturally cannot be neglected by the
Thus, in order to present a �omewhat practical

description of human voice� as orchestral instruments, I
have to resort to somewhat specialized generalities •



.Among these are the sta ndar,d choral ranges,

as they are traditionally used in our scoring for a capella
or accompanied chorus .

Soloists sometimes have wider ranges.

But it is not always the case •

.Another generalization can be drawn with

respect to basic timbres of vowels, in which case I shall
use the Latin pronunciati. o n of vowels ,,

No other components can be generalized, as all

tone-qualities are indivi dual; their forms of vibrato are

also individual.

Physically, each sound produced by the

same voice on the differen t vowels of the same pitch, or on ­
the same vowel differently pitched, not speaking of t he

differe n t vowels differently pitched, has a different char­

acter.

But this we cannot take into consideration, as eve n

-

172 .


violin changes i ts character (and in many instances even
timbre) on different strings .
Another component, which cannot be generalized,
is dynamics.

The volume of voice an d i t s dynamic range

v aries individually.

Powerful voices, if combined with

pleasing qu ali ty, are considered valu able, as such voices
can produce a powerful impression by their dynamic versa­
tility.



Nowadays the timbr e, the character an d the volume

can b e considerably modified either b y us ing a mic rophone
o� by acou stical modification of the sound-track, which is

,,

' .
constantly done in the radio and the cinema fiel d.



Neither can individual articulating quality
(which, strictly speaking, belongs t o the field of vocal
attacks) be generalized, even when considering one particu.lar


language. Some out standing singers had magnificent articula­




tion in addition to their vocal quality and general technique •
I can mention two, as an example of perfect articulatory
techniqu e, though these singers belong to two different
national cultures : one, Mattia Battistin± (an Italian bari­
tone); another, Theodore Chaliapine (a Russian basso) •
Now, after making all these necessary warnings,
I can proceed with the description of �horal ran-ges and
basic timbres of the latinized vowels.
In some cases composers write certain · solo, or
even choral parts, for a definit e. perform er or a de finite

CJ

organization of performers.

In such a case, of course, he

173.

u

can do a better job, as his parts would be more fitting

for the individual characteristics of the soloist or the

ensemble.

Figure LXIII .



Standard Choral Ranges
Female Voices:



Soprano I (usually Dramatic Soprano)

Jl..

:t

<;1

..
dt============::;�=��==�====================�������
Soprano II ·(Mezzo-Soprano, Mezzo-Contralto)

T

Alto (usually boys)



(continued on next page)

0

Contralto
I•

Male Voices:
Tenor I (usually Dramatic Ten or)

.a..





Tenor II (Baritone)

.

i

I

"



..

-,-

-�
�;___
r-.-------------::
2�::.,__.....;.::
Basso I

---*
__.

-

\.

-

,

-•

_______---::. . --------------

-

Basso II (usually Basso Profundo)



Male voices, when written in treble clef, sound one octave lower .
The so-called lyric sopranos and tenors usually have the range of
sopPano II and tenoP II pespeotively, but with less developed
lower register.

0
No. t. I.ooae Lear



175 .,

Figure LXIV.

Timbral Scale of the Five Basic Latin Vowels

Latin

English Phoneti c

u

00

0

oh

a

R

stopped

eh

double reed RR

ee

i

0

reed

ah

e

open

Timbre

closed



· ive basic timbral
This scale relates the vowels to r

groups, with which each vowel blends itself �espeotively.

'

Thus, O corresponds to flutes ., R to clarinets, ED to horns,

RR to oboes and bassoons,

e

to nasal ti mbres and muted

instruments (muted brass, celli, muted stringed instruments

in general) .

This scale can be extended to nine units, by means

of combined vowels.

The latter can be obtained by mixing of

the adjacent vowels of the basic scale.

A nine-unit scale may

be extremely helpful in evaluating general timbral eharacter­

istics of the English, French ., German and Scandinavian vowels.
Figure LXV.

Timbral Scale of the Four Combined (Intermediate) Vowels



Latin
U

+

0

English
u (up)

O+ R

a (as)

$ + RR

o + a

o (cod)

e + 1

1 (it)

a + e

Timbre
R + E&

RR + .



176.
Further supplements, which may still be necessary,

derive from c ombinations of the non-adjacent vowels.

The

most important of these are somewhat common to La.tin, English,
French, German and Scandinavian.

Figure LXVI .

Latin

The Two Additional Combined Vowels

English

e (alert)


1

(bird)

(Phonetic )
oe

French

German

Timbre

u

.u.

o +e

eu

u (fur)
y

••

''

R + RR

All other u-vowels, as in the English word "you",

or the so�nd of Russian character " l-0 11 (pronounced: you) , have
an attack of the attack of the English "Y" (as in "yoke"), or
u

German "j" (yot), or Russian " u" (brief

11ee"

[in Russian:

ee kratkoye]) and the duration of . the Latin " u", or English

"oo".

This information is sufficient to guide the

student in the field of basic vowel characteristic s and help

him to understand the reason for selecting one or another

ins trumental timbre in the accompaniment to vocal parts, wqich

is based on coin cidence (similarity) or juxtaposition (contrast)
of the basic timbral characteristics, such as "u" (Latin) , for
flute, "o" (Lsatin), for clarinet, etc.

* * * * *




Media of